ADOPTS WITH AMENDMENTS:

International Energy Conservation Code 2015 (IECC 2015)

IECC — Commercial Provisions

IECC — Residential Provisions

Heads up: There are no amended sections in this chapter.
The provisions in this chapter are applicable to commercialbuildings and their building sites.

C401.2 Application

AMENDMENT
This section has been amended at the state or city level.

Commercial buildings shall comply with one of the following:

  1. The requirements of ANSI/ASHRAE/IESNA 90.1.
  2. The requirements of Sections C402 through C405. In addition, commercial buildings shall comply with Section C406 and tenant spaces shall comply with Section C406.1.1.
  3. The requirements of Sections C402.5, C403.2, C404, C405.2, C405.3, C405.5, C405.6 and C407. The building energy cost shall be equal to or less than 85 percent of the standard reference design building.
  4. COMcheck keyed to the 2018 IECC or ASHRAE 90.1— 2016 shall be permitted to demonstrate compliance with this code.
The delayed effective date of this Rule is January 1, 2021.
The Statutory authority for Rule-making is G. S. 143-136; 143-138.

UpCodes note: Prior to January 1, 2021, the 4th item was added as "North Carolina specific COMcheck or ASHRAE 90.1—2013 COMcheck shall be permitted to demonstrate compliance with this code.".

C401.2.1 Application to Replacement Fenestration Products

AMENDMENT
This section has been amended at the state or city level.

C402.1 General (Prescriptive)

AMENDMENT
This section has been amended at the state or city level.

Building thermal envelope assemblies for buildings that are intended to comply with the code on a prescriptive basis, in accordance with the compliance path described in Item 2 of Section C401.2, shall comply with the following:

  1. The opaque portions of the building thermal envelope shall comply with the specific insulation requirements of Section C402.2 and the thermal requirements of either the R-value-based method of Section C402.1.3; the U-, C- and F-factor-based method of Section C402.1.4; or the component performance alternative of Section C402.1.5.
  2. Roof solar reflectance and thermal emittance shall comply with Section C402.3.
  3. Fenestration in building envelope assemblies shall comply with Section C402.4.
  4. Air leakage of building envelope assemblies shall comply with Section C402.5.

     Alternatively, where buildings have a vertical fenestration area or skylight area exceeding that allowed in Section C402.4, the building and building thermal envelope shall comply with Section C401.2, Item 1 or Section C401.2, Item 3.

The following low-energy buildings, or portions thereof separated from the remainder of the building by building thermal envelope assemblies complying with this section, shall be exempt from the building thermal envelope provisions of Section C402.

  1. Those with a peak design rate of energy usage less than 3.4 Btu/h ft2 (10.7 W/m2) or 1.0 watt per square foot (10.7 W/m2) of floor area for space conditioning purposes.
  2. Those that do not contain conditioned space.
  3. Greenhouses.

C402.1.2 Equipment Buildings

AMENDMENT
This section has been amended at the state or city level.

C402.1.3 Insulation Component R -Value-Based Method

AMENDMENT
This section has been amended at the state or city level.

Building thermal envelope opaque assemblies shall meet the requirements of Sections C402.2 and C402.4 based on the climate zone specified in Chapter 3. For opaque portions of the building thermal envelope intended to comply on an insulation component R-value basis, the R-values for insulation in framing cavities, where required, and for continuous insulation, where required, shall be not less than that specified in Table C402.1.3, based on the climate zone specified in Chapter 3. Commercial buildings or portions of commercial buildings enclosing Group R occupancies shall use the R-values from the "Group R" column of Table C402.1.3. Commercial buildings or portions of commercial buildings enclosing occupancies other than Group R shall use the R-values from the "All other" column of Table C402.1.3. The thermal resistance or R-value of the insulating material installed continuously within or on the below-grade exterior walls of the building envelope required in accordance with Table C402.1.3 shall extend to a depth of not less than 10 feet (3048 mm) below the outside finished ground level, or to the level of the lowest floor of the conditioned space enclosed by the below grade wall, whichever is less. Opaque swinging doors and opaque nonswinging doors shall comply with Table C402.1.3.

TABLE C402.1.3
OPAQUE THERMAL ENVELOPE INSULATION COMPONENT MINIMUM REQUIREMENTS, R-VALUE METHODf
CLIMATE ZONE 3 4 5
All other Group R All other Group R All other Group R
Roofs
Insulation entirely above
roof deck
R-25ci R-25ci R-30ci R-30ci R-30ci R-30ci
Metal buildingsa, b R-10 + R-19
FC
R-10 + R-19
FC
R-19 + R-11
LS;
R-25 + R-8 LS
R-19 + R-11
LS;
R-25 + R-8 LS
R-19 + R-11
LS;
R-25 + R-8 LS
R-19 + R-11 LS;
R-25 + R-8 LS
Attic and other — wood
framinge
R-38 R-38 R-42 R-42 R-42 R-42
Attic and other — steel
framinge
R-38 R-38 R-49 R-49 R-49 R-49
Walls, above grade
Mass R-7.6ci R-9.5ci R-9.5ci R-11.4ci R-11.4ci R-15ci
Metal buildingb R-0 + R-9.8ci R-0 + R-13ci R-0 + R-15.8ci R-0 + R-19ci R-0 + R-19ci R-0 + R-19ci
Metal framed R-13 + R-7.5ci R-13 + R-7.5ci R-13 + R-7.5ci R-13 + R-7.5ci R-13 + R-7.5ci R-13 + R-10ci
Wood framed and other R-13 + R-3.8ci
or R-20
R-13 + R-3.8ci
or R-20
R-13 + R-3.8ci
or R-20
R-13 + R-3.8ci
or R-20
R-13 + R-3.8ci
or R-20
R-13 + R-7.5ci
or R-20 + R-3.8ci
Walls, below grade
Below-grade wallc R-7.5ci R-7.5ci R-7.5ci R-10ci R-7.5ci R-10ci
Floors
Mass R-12.5ci R-12.5ci R-14.6ci R-16.7ci R-14.6ci R-16.7ci
Joist/Framing R-30d R-30d R-38 R-38 R-38 R-38
Slab-on-grade floorsc
Unheated slabs NR R-10 for 24" R-15 for 24" R-15 for 24" R-15 for 24" R-20 for 24"
Heated slabs R-15 for 24" R-15 for 24" R-20 for 24" R-20 for 48" R-20 for 48" R-20 for 48"
Opaque doors
Swinging U-0.70 U-0.50 U-0.50 U-0.50 U-0.50 U-0.50
Nonswinging U-0.50 U-0.50 U-0.50 U-0.50 U-0.50 U-0.50
For SI: 1 inch = 25.4 mm.

ci = Continuous insulation, FC = Filled Cavity, LS = Liner system, NR = No requirement.

LS = Liner systemLiner systems shall have a minimum R-3 thermal spacer block between the purlins and the metal roof panels as required, unless compliance is shown by overall assembly U-factor.

FC = Filled cavity—Filled cavity assemblies shall have a minimum R-5 thermal spacer block between the purlins and the metal roof panels as required, unless compliance is shown by the overall assembly U-factor.
  1. When using R-value compliance method, a thermal spacer block is required, otherwise use the U-factor compliance method. [See Table C402.1.3(1)].
  2. Assembly descriptions can be found in Table C402.1.3(1).
  3. For monolithic slabs, insulation shall be applied downward to the bottom of the footing. For floating slabs, insulation shall extend to the bottom of the foundation wall or 24 inches, whichever is less.
  4. Steel floor joist systems shall to be R-38.
  5. R-30 shall be deemed to satisfy the requirement for R-38 wherever the full height of uncompressed R-30 insulation extends over the wall top plate at the eaves. Similarly, R-38 shall be deemed to satisfy the requirement for R-42 or R-49 wherever the full height of uncompressed R-38 insulation extends over the wall top plate at the eaves.
  6. Assembly descriptions can be found in ANSI/ASHRAE/IESNA Appendix A.
TABLE C402.1.3(1)
BUILDING ENVELOPE REQUIREMENTS—OPAQUE ASSEMBLIES
ROOFS DESCRIPTION
R-10 + R-19
FC
Filled cavity fiberglass insulation.

The first rated R-value of insulation represents faced or unfaced insulation installed between
the purlins. The second rated R-value of insulation represents unfaced insulation installed
above the first layer, perpendicular to the purlins and compressed when the metal roof panels
are attached. A supporting structure retains the bottom of the first layer at the prescribed
depth required for the full thickness of the insulation. A minimum R-5 thermal spacer block
between the purlins and the metal roof panels is required, unless compliance is shown by the
overall assembly U-factor.
R-19 + R11
LS
R-25 + R-8 LS
Liner System with minimum R-3 thermal spacer block.

A continuous membrane is installed below the purlins and uninterrupted by framing members.
Uncompressed, unfaced insulations rests on top of the membrane between the purlins. For
multilayer installations, the last rated R-value of insulation is for unfaced insulation draped
over purlins and then compressed when the metal roof panels are attached. A minimum R-3
thermal spacer block between the purlins and the metal roof panels is required unless
compliance is shown by overall U-factor.
Walls
R-0 + R-9.8ci
R-0 + R-13ci
R-0 + R-15.8ci
R-0 + R-19ci
The first rated R-value of insulation is for insulation compressed between metal wall panels
and the steel structure. For assemblies with continuous insulation, the continuous insulation is
installed on the inside or the outside of the girts, uncompressed and uninterrupted by framing
members.

C402.1.4 Assembly U-factor, C -Factor or F -Factor-Based Method

AMENDMENT
This section has been amended at the state or city level.

Building thermal envelope opaque assemblies intended to comply on an assembly U-, C- or F-factor basis shall have a U-, C- or F-factor not greater than that specified in Table C402.1.4. Commercial buildings or portions of commercial buildings enclosing Group R occupancies shall use the U-, C- or F-factor from the "Group R" column of Table C402.1.4. Commercial buildings or portions of commercial buildings enclosing occupancies other than Group R shall use the U-, C- or F-factor from the "All other" column of Table C402.1.4. The C-factor for the below-grade exterior walls of the building envelope, as required in accordance with Table C402.1.4, shall extend to a depth of 10 feet (3048 mm) below the outside finished ground level, or to the level of the lowest floor, whichever is less. Opaque swinging doors and opaque nonswinging doors shall comply with Table C402.1.3.

TABLE C402.1.4
OPAQUE THERMAL ENVELOPE ASSEMBLY MAXIMUM REQUIREMENTS, U-FACTOR METHODa, b
CLIMATE ZONE 3 4 5
All other Group R All other Group R All other Group R
Roofs
Insulation entirely above deck U-0.039 U-0.039 U-0.032 U-0.032 U-0.032 U-0.032
Metal buildings U-0.041 U-0.041 U-0.037 U-0.037 U-0.037 U-0.037
Attic and other — wood framing U-0.027 U-0.027 U-0.024 U-0.024 U-0.024 U-0.024
Attic and other — steel framing U-0.035 U-0.035 U-0.029 U-0.029 U-0.029 U-0.029
Walls, above grade
Mass U-0.123 U-0.104 U-0.104 U-0.090 U-0.090 U-0.071
Metal building U-0.094 U-0.072 U-0.060 U-0.050 U-0.050 U-0.050
Metal framed U-0.064 U-0.064 U-0.064 U-0.064 U-0.064 U-0.055
Wood framed and other U-0.064 U-0.064 U-0.064 U-0.064 U-0.064 U-0.051
Walls, below grade
Below-grade wallc C-0.119 C-0.119 C-0.119 C-0.092 C-0.119 C-0.092
Floors
Mass U-0.064 U-0.064 U-0.057 U-0.051 U-0.057 U-0.051
Joist/framing — wood U-0.033 U-0.033 U-0.026 U-0.026 U-0.026 U-0.026
Joist/framing — steel U-0.032 U-0.032 U-0.032 U-0.032 U-0.032 U-0.032
Slab-on-grade floors
Unheated slabs F-0.730d F-0.540 F-0.520 F-0.520 F-0.520 F-0.510
Heated slabse F-0.860 F-0.860 F-0.843 F-0.688 F-0.688 F-0.688
  1. Use of opaque assembly U-factors, C-factors, and F-factors from ANSI/ASHRAE/IESNA 90.1 Appendix A shall be permitted, provided the construction, excluding the cladding system on walls, complies with the appropriate construction details from ANSI/ASHRAE/ISNEA 90.1 Appendix A.
  2. Opaque assembly U-factors based on designs tested in accordance with ASTM C1363 shall be permitted. The R-value of continuous insulation shall be permitted to be added to or subtracted from the original tested design.
  3. Where heated slabs are below grade, below-grade walls shall comply with the F-factor requirements for heated slabs.
  4. These C-, F- and U-factors are based on assemblies that are not required to contain insulation.
  5. Evidence of compliance with the F-factors indicated in the table for heated slabs shall be demonstrated by the application of the unheated slab F-factors and R-values derived from ASHRAE 90.1 Appendix A.

U-factors of walls with cold-formed steel studs shall be permitted to be determined in accordance with Equation 4-1:

(Equation 4-1)

where:

Rs = The cumulative R-value of the wall components along the path of heat transfer, excluding the cavity insulation and steel studs.
ER = The effective R-value of the cavity insulation with steel studs.


TABLE C402.1.4.1
EFFECTIVE R-VALUES FOR STEEL STUD WALL ASSEMBLIES
NOMINAL
STUD
DEPTH
(inches)
SPACING
OF
FRAMING
(inches)
CAVITY
R-VALUE
(insulation)
CORRECTION
FACTOR
(Fc)
EFFECTIVE
R-VALUE (ER)
(Cavity R-Value × Fc)
31/2 16 13 0.46 5.98
15 0.43 6.45
31/2 24 13 0.55 7.15
15 0.52 7.80
6 16 19 0.37 7.03
21 0.35 7.35
6 24 19 0.45 8.55
21 0.43 9.03
8 16 25 0.31 7.75
24 25 0.38 9.50

Building envelope values and fenestration areas determined in accordance with Equation 4-2 shall be permitted in lieu of compliance with the U-, F- and C-factors in Tables C402.1.4 and C402.4 and the maximum allowable fenestration areas in Section C402.4.1.

(Equation 4-2)

where:

A = Sum of the (UA Dif) values for each distinct assembly type of the building thermal envelope, other than slabs on grade and below-grade walls.
    UA Dif = UA Proposed - UA Table.
    UA Proposed = Proposed U-value Area.
    UA Table = (U-factor from Table C402.1.4 or Table C402.4) Area.
B = Sum of the (FL Dif) values for each distinct slab-on- grade perimeter condition of the building thermal envelope.
    FL Dif = FL Proposed - FL Table.
    FL Proposed = Proposed F-value Perimeter length.
    FL Table = (F-factor specified in Table C402.1.4) Perimeter length.
C = Sum of the (CA Dif) values for each distinct below- grade wall assembly type of the building thermal envelope.
    CA Dif = CA Proposed - CA Table.
    CA Proposed = Proposed C-value Area.
    CA Table = (Maximum allowable C-factor specified in Table C402.1.4) Area.

Where the proposed vertical glazing area is less than or equal to the maximum vertical glazing area allowed by Section C402.4.1, the value of D (Excess Vertical Glazing Value) shall be zero. Otherwise:

D = (DA UV) - (DA U Wall), but not less than zero.
    DA = (Proposed Vertical Glazing Area) - (Vertical Glazing Area allowed by Section C402.4.1).
    UA Wall = Sum of the (UA Proposed) values for each opaque assembly of the exterior wall.
    U Wall = Area-weighted average U-value of all above-grade wall assemblies.
    UAV = Sum of the (UA Proposed) values for each vertical glazing assembly.
    UV = UAV/total vertical glazing area.

Where the proposed skylight area is less than or equal to the skylight area allowed by Section C402.4.1, the value of E (Excess Skylight Value) shall be zero. Otherwise:

E = (EA US) - (EA U Roof), but not less than zero.
    EA = (Proposed Skylight Area) - (Allowable Skylight Area as specified in Section C402.4.1).
    U Roof = Area-weighted average U-value of all roof assemblies.
    UAS = Sum of the (UA Proposed) values for each skylight assembly.
    US = UAS/total skylight area.
Where two or more layers of continuous insulation board are used in a construction assembly, the continuous insulation boards shall be installed in accordance with Section C303.2. Where the continuous insulation board manufacturer's instructions do not address installation of two or more layers, the edge joints between each layer of continuous insulation boards shall be staggered.

The minimum thermal resistance (R-value) of the insulating material installed either between the roof framing or continuously on the roof assembly shall be as specified in Table C402.1.3, based on construction materials used in the roof assembly. Skylight curbs shall be insulated to the level of roofs with insulation entirely above deck or R-5, whichever is less.

Exceptions:

  1. Continuously insulated roof assemblies where the thickness of insulation varies 1 inch (25 mm) or less and where the area-weighted U-factor is equivalent to the same assembly with the R-value specified in Table C402.1.3.
  2. Where tapered insulation is used with insulation entirely above deck, the R-value where the insulation thickness varies 1 inch (25 mm) or less from the minimum thickness of tapered insulation shall comply with the R-value specified in Table C402.1.3.
  3. Unit skylight curbs included as a component of a skylight listed and labeled in accordance with NFRC 100 shall not be required to be insulated.

Insulation installed on a suspended ceiling with removable ceiling tiles shall not be considered part of the minimum thermal resistance of the roof insulation.

C402.2.3 Thermal Resistance of Above-Grade Walls

AMENDMENT
This section has been amended at the state or city level.

The minimum thermal resistance (R-value) of insulating materials installed in the wall cavity between framing members and continuously on the walls shall be as specified in Table C402.1.3, based on framing type and construction materials used in the wall assembly. The R-value of integral insulation installed in concrete masonry units shall not be used in determining compliance with Table C402.1.3.

"Mass walls" shall include walls:

  1. Weighing not less than 35 psf (170 kg/m2) of wall surface area.
  2. Weighing not less than 25 psf (120 kg/m2) of wall surface area where the material weight is not more than 120 pcf (1900 kg/m3).
  3. Having a heat capacity exceeding 7 Btu/ft2 °F (144 kJ/m2 K).
  4. Having a heat capacity exceeding 5 Btu/ft2 °F (103 kJ/m2 K), where the material weight is not more than 120 pcf (1900 kg/m3).

C402.2.4 Floors

AMENDMENT
This section has been amended at the state or city level.
The thermal properties (component R-values or assembly U-, C- or F-factors) of floor assemblies over outdoor air or unconditioned space shall be as specified in Table C402.1.3 or Table C402.1.4 based on the construction materials used in the floor assembly. Floor framing cavity insulation or structural slab insulation shall be installed to maintain permanent contact with the underside of the subfloor decking or structural slabs. Mass floors shall include floors weighing not less than:
  1. 35 pounds per square foot of floor surface area; or
  2. 25 pounds per square foot of floor surface area where the material weight is not more than 120 pounds per cubic foot.

Exceptions:

  1. The floor framing cavity insulation or structural slab insulation shall be permitted to be in contact with the top side of sheathing or continuous insulation installed on the bottom side of floor assemblies where combined with insulation that meets or exceeds the minimum R-value in Table C402.1.3 for "Metal framed" or "Wood framed and other" values for "Walls, Above Grade" and extends from the bottom to the top of all perimeter floor framing or floor assembly members.
  2. Insulation applied to the underside of concrete floor slabs shall be permitted an airspace of not more than 1 inch (25 mm) where it turns up and is in contact with the underside of the floor under walls associated with the building thermal envelope.

C402.2.5 Slabs-On-Grade Perimeter Insulation

AMENDMENT
This section has been amended at the state or city level.

Where the slab on grade is in contact with the ground, the minimum thermal resistance (R-value) of the insulation around the perimeter of unheated or heated slab-on-grade floors designed in accordance with the R-value method of Section C402.1.3 shall be as specified in Table C402.1.3. The insulation shall be placed on the outside of the foundation or on the inside of the foundation wall. The insulation shall extend downward from the top of the slab for a minimum distance as shown in the table or to the top of the footing, whichever is less, or downward to at least the bottom of the slab and then horizontally to the interior for the total distance shown in the table.

Exception: Where the slab-on-grade floor is greater than 24 inches (61 mm) below the finished exterior grade, perimeter insulation is not required.

Radiant heating system panels, and their associated components that are installed in interior or exterior assemblies shall be insulated with a minimum of R-3.5 (0.62 m2/K W) on all surfaces not facing the space being heated. Radiant heating system panels that are installed in the building thermal envelope shall be separated from the exterior of the building or unconditioned or exempt spaces by not less than the R-value of insulation installed in the opaque assembly in which they are installed or the assembly shall comply with Section C402.1.4.

Exception: Heated slabs on grade insulated in accordance with Section C402.2.5.

C402.2.7 Below-Grade Walls

AMENDMENT
This section has been amended at the state or city level.
The minimum thermal resistance (R-value) of the insulating material installed in, or continuously on, the below-grade walls shall be as specified in Table C402.1.3, and shall extend to a depth of 10 feet (3048 mm) below the outside finished ground level, or to the level of the lowest floor, whichever is less.

C402.3 Roof Solar Reflectance and Thermal Emittance

AMENDMENT
This section has been amended at the state or city level.

Low-sloped roofs directly above cooled conditioned spaces in Climate Zone 3 shall comply with one or more of the options in Table C402.3.


Exceptions: The following roofs and portions of roofs are exempt from the requirements of Table C402.3:

  1. Portions of the roof that include or are covered by the following:

    1. 1.1. Photovoltaic systems or components.
    2. 1.2. Solar air or water-heating systems or components.
    3. 1.3. Roof gardens or landscaped roofs.
    4. 1.4. Above-roof decks or walkways.
    5. 1.5. Skylights.
    6. 1.6. HVAC systems and components, and other opaque objects mounted above the roof.
  2. Portions of the roof shaded during the peak sun angle on the summer solstice by permanent features of the building or by permanent features of adjacent buildings.
  3. Portions of roofs that are ballasted with a minimum stone ballast of 17 pounds per square foot [74 kg/m2] or 23 psf [117 kg/m2] pavers.
  4. Roofs where not less than 75 percent of the roof area complies with one or more of the exceptions to this section.
  5. Metal building roofs.

TABLE C402.3

MINIMUM ROOF REFLECTANCE AND EMITTANCE OPTIONSa

Three-year aged solar reflectanceb of 0.55 and 3-year aged thermal emittancec of 0.75
Three-year-aged solar reflectance indexd of 64
  1. The use of area-weighted averages to comply with these requirements shall be permitted. Materials lacking 3-year-aged tested values for either solar reflectance or thermal emittance shall be assigned both a 3-year-aged solar reflectance in accordance with Section C402.3.1 and a 3-year-aged thermal emittance of 0.90.
  2. Aged solar reflectance tested in accordance with ASTM C1549, ASTM E903 or ASTM E1918 or CRRC-1 Standard.
  3. Aged thermal emittance tested in accordance with ASTM C1371 or ASTM E408 or CRRC-1 Standard.
  4. Solar reflectance index (SRI) shall be determined in accordance with ASTM E1980 using a convection coefficient of 2.1 Btu/h ft2 °F (12W/m2 K). Calculation of aged SRI shall be based on aged tested values of solar reflectance and thermal emittance.

Where an aged solar reflectance required by Section C402.3 is not available, it shall be determined in accordance with Equation 4-3.

(Equation 4-3)

where:

Raged =The aged solar reflectance.
Rinitial =The initial solar reflectance determined in accordance with CRRC-1 Standard.

C402.4 Fenestration (Prescriptive)

AMENDMENT
This section has been amended at the state or city level.

Fenestration shall comply with Sections C402.4 through C402.4.4 and Table C402.4.

TABLE C402.4
BUILDING ENVELOPE FENESTRATION MAXIMUM U-FACTOR AND SHGC REQUIREMENTS
CLIMATE ZONE 3 4 5
Vertical Fenestration (30% maximum of above-grade wall)
U-factor
Framing materials other than metal with or without metal reinforcement or
cladding
U-Factor 0.32 0.32 0.30
Metal framing with or without thermal break
Curtain Wall/Storefront U-Factor 0.45 0.45 0.38
Entrance Door U-Factor 0.77 0.77 0.77
All Other U-Factora 0.45 0.45 0.45
SHGC—All Frame Types
SHGC: PF < 0.25 0.25 0.25 0.40
SHGC: 0.25 ≤ PF < 0.5 0.33 0.33 NR
SHGC: PF ≥ 0.5 0.40 0.40 NR
Skylights (3% maximum)
U-factor 0.60 0.60 0.60
SHGC 0.35 0.35 0.40
SHGC = Solar Heat Gain Coefficient. (approximately equal to 0.87 times the Shading Coefficient).

NR = No requirement, PF = Projection factor. (See Section C402.4.3).
  1. All others include operable windows, fixed and nonentrance doors.
The vertical fenestration area (not including opaque doors and opaque spandrel panels) shall not be greater than 30 percent of the gross above-grade wall area. The skylight area shall not be greater than 3 percent of the gross roof area.

C402.4.1.1 Increased Vertical Fenestration Area With Daylight Responsive Controls

AMENDMENT
This section has been amended at the state or city level.

C402.4.1.2 Increased Skylight Area With Daylight Responsive Controls

AMENDMENT
This section has been amended at the state or city level.

C402.4.2 Minimum Skylight Fenestration Area

AMENDMENT
This section has been amended at the state or city level.

C402.4.2.1 Lighting Controls in Daylight Zones Under Skylights

AMENDMENT
This section has been amended at the state or city level.

C402.4.2.2 Haze Factor

AMENDMENT
This section has been amended at the state or city level.

The maximum U-factor and solar heat gain coefficient (SHGC) for fenestration shall be as specified in Table C402.4.

The window projection factor shall be determined in accordance with Equation 4-5.

(Equation 4-5)

where:

PF =Projection factor (decimal).
A =Distance measured horizontally from the furthest continuous extremity of any overhang, eave or permanently attached shading device to the vertical surface of the glazing.
B =Distance measured vertically from the bottom of the glazing to the underside of the overhang, eave or permanently attached shading device.

Where different windows or glass doors have different PF values, they shall each be evaluated separately.

C402.4.3.1 Increased Skylight SHGC

AMENDMENT
This section has been amended at the state or city level.

C402.4.3.2 Increased Skylight U-factor

AMENDMENT
This section has been amended at the state or city level.

Where dynamic glazing is intended to satisfy the SHGC and VT requirements of Table C402.4, the ratio of the higher to lower labeled SHGC shall be greater than or equal to 2.4, and the dynamic glazing shall be automatically controlled to modulate the amount of solar gain into the space in multiple steps. Dynamic glazing shall be considered separately from other fenestration, and area-weighted averaging with other fenestration that is not dynamic glazing shall not be permitted.

Exception: Dynamic glazing is not required to comply with this section where both the lower and higher labeled SHGC already comply with the requirements of Table C402.4.

An area-weighted average shall be permitted to satisfy theU -factor requirements for each fenestration product category listed in Table C402.4. Individual fenestration products from different fenestration product categories listed in Table C402.4 shall not be combined in calculating area-weighted average U -factor.

C402.4.4 Doors

AMENDMENT
This section has been amended at the state or city level.
Opaque doors shall comply with the applicable requirements for doors as specified in Table C402.1.3 and be considered part of the gross area of above-grade walls that are part of the building thermal envelope. Other doors shall comply with the provisions of Section C402.4.3 for vertical fenestration.

C402.5 Air Leakage—Thermal Envelope (Mandatory)

AMENDMENT
This section has been amended at the state or city level.
The thermal envelope of buildings shall comply with Sections C402.5.1 through C402.5.8, or the building thermal envelope shall be tested in accordance with ASTM E779 at a pressure differential of 0.3 inch water gauge (75 Pa) and deemed to comply with the provisions of this section when the tested air leakage rate of the building thermal envelope is not greater than 0.40 cfm/ft 2 (2.0 L/s m2). Where compliance is based on such testing, the building shall also comply with Sections C402.5.5, C402.5.6 and C402.5.7.

C402.5.1 Air Barriers

AMENDMENT
This section has been amended at the state or city level.

A continuous air barrier shall be provided throughout the building thermal envelope. The air barriers shall be permitted to be located on the inside or outside of the building envelope, located within the assemblies composing the envelope, or any combination thereof. The air barrier shall comply with Sections C402.5.1.1 and C402.5.1.2.

The continuous air barrier shall be constructed to comply with the following:

  1. The air barrier shall be continuous for all assemblies that are the thermal envelope of the building and across the joints and assemblies.
  2. Air barrier joints and seams shall be sealed, including sealing transitions in places and changes in materials. The joints and seals shall be securely installed in or on the joint for its entire length so as not to dislodge, loosen or otherwise impair its ability to resist positive and negative pressure from wind, stack effect and mechanical ventilation.
  3. Penetrations of the air barrier shall be caulked, gasketed or otherwise sealed in a manner compatible with the construction materials and location. Joints and seals associated with penetrations shall be sealed in the same manner or taped or covered with moisture vapor-permeable wrapping material. Sealing materials shall be appropriate to the construction materials being sealed and shall be securely installed around the penetration so as not to dislodge, loosen or otherwise impair the penetrations' ability to resist positive and negative pressure from wind, stack effect and mechanical ventilation. Sealing of concealed fire sprinklers, where required, shall be in a manner that is recommended by the manufacturer. Caulking or other adhesive sealants shall not be used to fill voids between fire sprinkler cover plates and walls or ceilings.
  4. Recessed lighting fixtures shall comply with Section C402.5.8. Where similar objects are installed that penetrate the air barrier, provisions shall be made to maintain the integrity of the air barrier.

C402.5.1.2 Air Barrier Compliance Options

AMENDMENT
This section has been amended at the state or city level.
A continuous air barrier for the opaque building thermal envelope shall comply with Section C402.5.1.2.1 or C402.5.1.2.2.

Materials with an air permeability not greater than 0.004 cfm/ft2 (0.02 L/s m2) under a pressure differential of 0.3 inch water gauge (75 Pa) when tested in accordance with ASTM E 2178 shall comply with this section. Materials in Items 1 through 16 shall be deemed to comply with this section, provided joints are sealed and materials are installed as air barriers in accordance with the manufacturer's instructions.

  1. Plywood with a thickness of not less than 3/8 inch (10 mm).
  2. Oriented strand board having a thickness of not less than 3/8 inch (10 mm).
  3. Extruded polystyrene insulation board having a thickness of not less than 1/2 inch (12.7 mm).
  4. Foil-back polyisocyanurate insulation board having a thickness of not less than 1/2 inch (12.7 mm).
  5. Closed-cell spray foam a minimum density of 1.5 pcf (2.4 kg/m3) having a thickness of not less than 11/2 inches (38 mm).
  6. Open-cell spray foam with a density between 0.4 and 1.5 pcf (0.6 and 2.4 kg/m3) and having a thickness of not less than 4.5 inches (113 mm).
  7. Exterior or interior gypsum board having a thickness of not less than 1/2 inch (12.7 mm).
  8. Cement board having a thickness of not less than 1/2 inch (12.7 mm).
  9. Built-up roofing membrane.
  10. Modified bituminous roof membrane.
  11. Fully adhered single-ply roof membrane.
  12. A Portland cement/sand parge, or gypsum plaster having a thickness of not less than 5/8 inch (15.9 mm).
  13. Cast-in-place and precast concrete.
  14. Fully grouted concrete block masonry.
  15. Sheet steel or aluminum.
  16. Solid or hollow masonry constructed of clay or shale masonry units.

Assemblies of materials and components with an average air leakage not greater than 0.04 cfm/ft2 (0.2 L/s m2) under a pressure differential of 0.3 inch of water gauge (w.g.)(75 Pa) when tested in accordance with ASTM E 2357, ASTM E 1677 or ASTM E 283 shall comply with this section. Assemblies listed in Items 1 through 3 shall be deemed to comply, provided joints are sealed and the requirements of Section C402.5.1.1 are met.

  1. Concrete masonry walls coated with either one application of block filler or two applications of a paint or sealer coating.
  2. Masonry walls constructed of clay or shale masonry units with a nominal width of 4 inches (102 mm) or more.
  3. A Portland cement/sand parge, stucco or plaster not less than 1/2 inch (12.7 mm) in thickness.


The air leakage of fenestration assemblies shall meet the provisions of Table C402.5.2. Testing shall be in accordance with the applicable reference test standard in Table C402.5.2 by an accredited, independent testing laboratory and labeled by the manufacturer.
Exceptions:
  1. Field-fabricated fenestration assemblies that are sealed in accordance with Section C402.5.1.
  2. Fenestration in buildings that comply with the testing alternative of Section C402.5 are not required to meet the air leakage requirements in Table C402.5.2.
TABLE C402.5.2
MAXIMUM AIR LEAKAGE RATE FOR FENESTRATION ASSEMBLIES
FENESTRATION ASSEMBLY MAXIMUM
RATE (CFM/FT2)
TEST PROCEDURE
Windows 0.20 a AAMA/WDMA/CSA 101/I.S.2/A440 or NFRC 400
Sliding doors 0.20 a
Swinging doors 0.20 a
Skylights — with condensation
weepage openings
0.30
Skylights — all other 0.20 a
Curtain walls 0.06 NFRC 400
or
ASTM E 283 at 1.57 psf
(75 Pa)
Storefront glazing 0.06
Commercial glazed 1.00
Revolving doors 1.00
Garage doors 0.40 ANSI/DASMA 105,
NFRC 400, or
ASTM E 283 at 1.57 psf
(75 Pa)
Rolling doors 1.00
High-speed doors 1.30

For SI: 1 cubic foot per minute = 0.47 L/s, 1 square foot = 0.093 m2.
  1. The maximum rate for windows, sliding and swinging doors, and skylights is permitted to be 0.3 cfm per square foot of fenestration or door area when tested in accordance with AAMA/WDMA/CSA101/I.S.2/A440 at 6.24 psf (300 Pa).

C402.5.3 Rooms Containing Fuel-Burning Appliances

AMENDMENT
This section has been amended at the state or city level.

C402.5.4 Doors and Access Openings to Shafts, Chutes, Stairways and Elevator Lobbies

AMENDMENT
This section has been amended at the state or city level.
Stairway enclosures, elevator shaft vents and other outdoor air intakes and exhaust openings integral to the building envelope shall be provided with dampers in accordance with Section C403.2.4.3.
Cargo doors and loading dock doors shall be equipped with weatherseals to restrict infiltration when vehicles are parked in the doorway.

C402.5.7 Vestibules

AMENDMENT
This section has been amended at the state or city level.
ILLUSTRATION

Building entrances shall be protected with an enclosed vestibule, with all doors opening into and out of the vestibule equipped with self-closing devices. Vestibules shall be designed so that in passing through the vestibule it is not necessary for the interior and exterior doors to open at the same time.

Exceptions: Vestibules are not required for the following:

  1. Deleted.
  2. Doors not intended to be used by the public, such as doors to mechanical or electrical equipment rooms, or intended solely for employee use.
  3. Doors opening directly from a sleeping unit or dwelling unit.
  4. Doors that open directly from a space less than 3,000 square feet (298 m2) in area.
  5. Revolving doors.
  6. Doors used primarily to facilitate vehicular movement or material handling and adjacent personnel doors.
  7. Doors that have an air curtain with a velocity of not less than 6.56 feet per second (2 m/s) at the floor that have been tested in accordance with ANSI/AMCA 220 and installed in accordance with the manufacturer's instructions. Manual or automatic controls shall be provided that will operate the air curtain with the opening and closing of the door. Air curtains and their controls shall comply with Section C408.2.3.
  8. Building entrances in buildings that are less than four stories above grade and less than 10,000 square feet (929 m2) in floor area.

Recessed luminaires installed in the building thermal envelope shall be all of the following:

  1. IC-rated.
  2. Labeled as having an air leakage rate of not more 2.0 cfm (0.944 L/s) when tested in accordance with ASTM E 283 at a 1.57 psf (75 Pa) pressure differential.
  3. Sealed with a gasket or caulk between the housing and interior wall or ceiling covering.

C403.1 General

AMENDMENT
This section has been amended at the state or city level.

Mechanical systems and equipment serving the building heating, cooling or ventilating needs shall comply with Section C403.2 and shall comply with Sections C403.3 and C403.4 based on the equipment and systems provided.

C403.2 Provisions Applicable to All Mechanical Systems (Mandatory)

AMENDMENT
This section has been amended at the state or city level.
Mechanical systems and equipment serving the building heating, cooling or ventilating needs shall comply with Sections C403.2.1 through C403.2.13.

C403.2.1 Calculation of Heating and Cooling Loads

AMENDMENT
This section has been amended at the state or city level.
Design loads associated with heating, ventilating and air conditioning of the building shall be determined in accordance with ANSI/ASHRAE/ACCA Standard 183 or by an approved equivalent computational procedure using the design parameters specified in Chapter 3. Heating and cooling loads shall be adjusted to account for load reductions that are achieved where energy recovery systems are utilized in the HVAC system except for hospitals and patient care facilities in accordance with the ASHRAE HVAC Systems and Equipment Handbook by an approved equivalent computational procedure.

C403.2.2 Equipment Sizing

AMENDMENT
This section has been amended at the state or city level.
The output capacity of heating and cooling equipment shall be not greater than the loads calculated in accordance with Section C403.2.1, within available equipment options. A single piece of equipment providing both heating and cooling shall satisfy this provision for one function with the capacity for the other function as small as possible, within available equipment options.

Exceptions:

  1. Required standby equipment and systems provided with controls and devices that allow such systems or equipment to operate automatically only when the primary equipment is not operating.
  2. Multiple units of the same equipment type with combined capacities exceeding the design load and provided with controls that have the capability to sequence the operation of each unit based on load.
  3. When the equipment selected is the smallest size needed to meet the load within available options of the desired equipment line.

C403.2.3 HVAC Equipment Performance Requirements

AMENDMENT
This section has been amended at the state or city level.

Equipment shall meet the minimum efficiency requirements of Tables C403.2.3(1), C403.2.3(2), C403.2.3(3), C403.2.3(4), C403.2.3(5), C403.2.3(6), C403.2.3(7), C403.2.3(8) and C403.2.3(9) when tested and rated in accordance with the applicable test procedure. The efficiency shall be verified through certification under an approved certification program or, where a certification program does not exist, the equipment efficiency ratings shall be supported by data furnished by the manufacturer. Where multiple rating conditions or performance requirements are provided, the equipment shall satisfy all stated requirements. Where components, such as indoor or outdoor coils, from different manufacturers are used, calculations and supporting data shall be furnished by the designer that demonstrates that the combined efficiency of the specified components meets the requirements herein.

TABLE C403.2.3(1)
MINIMUM EFFICIENCY REQUIREMENTS: ELECTRICALLY OPERATED UNITARY AIR CONDITIONERS AND CONDENSING UNITS
EQUIPMENT TYPESIZE CATEGORYHEATING
SECTION TYPE
SUBCATEGORY OR
RATING CONDITION
MINIMUM EFFICIENCYTEST
PROCEDUREa
Before 1/1/2016As of 1/1/2016
Air conditioners,
air cooled
< 65,000 Btu/hbAllSplit System13.0 SEER13.0 SEERAHRI 210/240
Single Package13.0 SEER14.0 SEERc
Through-the-wall
(air cooled)
≤ 30,000 Btu/hbAllSplit system12.0 SEER12.0 SEER
Single Package12.0 SEER12.0 SEER
Small-duct high-velocity
(air cooled)
< 65,000 Btu/hbAllSplit System11.0 SEER11.0 SEER
Air conditioners,
air cooled
≥ 65,000 Btu/h
and
< 135,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
11.2 EER
11.4 IEER
11.2 EER
12.8 IEER
AHRI 340/360
All otherSplit System and
Single Package
11.0 EER
11.2 IEER
11.0 EER
12.6 IEER
≥ 135,000 Btu/h
and
< 240,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
11.0 EER
11.2 IEER
11.0 EER
12.4 IEER
All otherSplit System and
Single Package
10.8 EER
11.0 IEER
10.8 EER
12.2 IEER
≥ 240,000 Btu/h
and
< 760,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
10.0 EER
10.1 IEER
10.0 EER
11.6 IEER
All otherSplit System and
Single Package
9.8 EER
9.9 IEER
9.8 EER
11.4 IEER
≥ 760,000 Btu/hElectric Resistance
(or None)
Split System and
Single Package
9.7 EER
9.8 IEER
9.7 EER
11.2 IEER
All otherSplit System and
Single Package
9.5 EER
9.6 IEER
9.5 EER
11.0 IEER
Air conditioners,
water cooled
< 65,000 Btu/hbAllSplit System and
Single Package
12.1 EER
12.3 IEER
12.1 EER
12.3 IEER
AHRI 210/240
≥ 65,000 Btu/h
and
< 135,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
12.1 EER
12.3 IEER
12.1 EER
13.9 IEER
AHRI 340/360
All otherSplit System and
Single Package
11.9 EER
12.1 IEER
11.9 EER
13.7 IEER
≥ 135,000 Btu/h
and
< 240,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
12.5 EER
12.5 IEER
12.5 EER
13.9 IEER
All otherSplit System and
Single Package
12.3 EER
12.5 IEER
12.3 EER
13.7 IEER
≥ 240,000 Btu/h
and
< 760,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
12.4 EER
12.6 IEER
12.4 EER
13.6 IEER
All otherSplit System and
Single Package
12.2 EER
12.4 IEER
12.2 EER
13.4 IEER
≥ 760,000 Btu/hElectric Resistance
(or None)
Split System and
Single Package
12.2 EER
12.4 IEER
12.2 EER
13.5 IEER
All otherSplit System and
Single Package
12.0 EER
12.2 IEER
12.0 EER
13.3 IEER
Air conditioners,
evaporatively cooled
< 65,000 Btu/hbAllSplit System and
Single Package
12.1 EER
12.3 IEER
12.1 EER
12.3 IEER
AHRI 210/240
≥ 65,000 Btu/h
and
< 135,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
12.1 EER
12.3 IEER
12.1 EER
12.3 IEER
AHRI 340/360
All otherSplit System and
Single Package
11.9 EER
12.1 IEER
11.9 EER
12.1 IEER
≥ 135,000 Btu/h
and
< 240,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
12.0 EER
12.2 IEER
12.0 EER
12.2 IEER
All otherSplit System and
Single Package
11.8 EER
12.0 IEER
11.8 EER
12.0 IEER
≥ 240,000 Btu/h
and
< 760,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
11.9 EER
12.1 IEER
11.9 EER
12.1 IEER
All otherSplit System and
Single Package
11.7 EER
11.9 IEER
11.7 EER
11.9 IEER
≥ 760,000 Btu/hElectric Resistance
(or None)
Split System and
Single Package
11.7 EER
11.9 IEER
11.7 EER
11.9 IEER
All otherSplit System and
Single Package
11.5 EER
11.7 IEER
11.5 EER
11.7 IEER
Condensing units,
air cooled
≥ 135,000 Btu/h10.5 EER
11.8 IEER
10.5 EER
11.8 IEER
AHRI 365
Condensing units,
water cooled
≥ 135,000 Btu/h13.5 EER
14.0 IEER
13.5 EER
14.0 IEER
Condensing units,
evaporatively cooled
≥ 135,000 Btu/h13.5 EER
14.0 IEER
13.5 EER
14.0 IEER

For SI: 1 British thermal unit per hour = 0.2931 W.

  1. Chapter 6 contains a complete specification of the referenced test procedure, including the reference year version of the test procedure.
  2. Single-phase, air-cooled air conditioners less than 65,000 Btu/h are regulated by NAECA. SEER values are those set by NAECA.
  3. Minimum efficiency as of January 1, 2015.
TABLE C403.2.3(2)
MINIMUM EFFICIENCY REQUIREMENTS: ELECTRICALLY OPERATED UNITARY AND APPLIED HEAT PUMPS
EQUIPMENT TYPESIZE CATEGORYHEATING
SECTION TYPE
SUBCATEGORY OR
RATING CONDITION
MINIMUM
EFFICIENCY
TEST
PROCEDUREa
Before 1/1/2016As of 1/1/2016
Air cooled
(cooling mode)
< 65,000 Btu/hbAllSplit System13.0 SEERc14.0 SEERcAHRI 210/240
Single Package13.0 SEERc14.0 SEERc
Through-the-wall,
air cooled
≤ 30,000 Btu/hbAllSplit System12.0 SEER12.0 SEER
Single Package12.0 SEER12.0 SEER
Single-duct
high-velocity air cooled
< 65,000 Btu/hbAllSplit System11.0 SEER11.0 SEER
Air cooled
(cooling mode)
≥ 65,000 Btu/h and
< 135,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
11.0 EER
11.2 IEER
11.0 EER
12.0 IEER
AHRI 340/360
All otherSplit System and
Single Package
10.8 EER
11.0 IEER
10.8 EER
11.8 IEER
≥ 135,000 Btu/h and
< 240,000 Btu/h
Electric Resistance
(or None)
Split System and
Single Package
10.6 EER
10.7 IEER
10.6 EER
11.6 IEER
All otherSplit System and
Single Package
10.4 EER
10.5 IEER
10.4 EER
11.4 IEER
≥ 240,000 Btu/hElectric Resistance
(or None)
Split System and
Single Package
9.5 EER
9.6 IEER
9.5 EER
10.6 IEER
All otherSplit System and
Single Package
9.3 EER
9.4 IEER
9.3 EER
9.4 IEER
Water to Air: Water Loop
(cooling mode)
< 17,000 Btu/hAll86°F entering water12.2 EER12.2 EERISO 13256-1
≥ 17,000 Btu/h and
< 65,000 Btu/h
All86°F entering water13.0 EER13.0 EER
≥ 65,000 Btu/h and
< 135,000 Btu/h
All86°F entering water13.0 EER13.0 EER
Water to Air: Ground Water
(cooling mode)
< 135,000 Btu/hAll59°F entering water18.0 EER18.0 EERISO 13256-1
Brine to Air: Ground Loop
(cooling mode)
< 135,000 Btu/hAll77°F entering water14.1 EER14.1 EERISO 13256-1
Water to Water: Water Loop
(cooling mode)
< 135,000 Btu/hAll86°F entering water10.6 EER10.6 EERISO 13256-2
Water to Water: Ground Water
(cooling mode)
< 135,000 Btu/hAll59°F entering water16.3 EER16.3 EER
Brine to Water: Ground Loop
(cooling mode)
< 135,000 Btu/hAll77°F entering fluid12.1 EER12.1 EER
Air cooled
(heating mode)
< 65,000 Btu/hbSplit System7.7 HSPFc8.2 HSPFcAHRI 210/240
Single Package7.7 HSPFc8.0 HSPFc
Through-the-wall,
(air cooled, heating mode)
≤ 30,000 Btu/hb (cooling capacity)Split System7.4 HSPF7.4 HSPF
Single Package7.4 HSPF7.4 HSPF
Small-duct high velocity
(air cooled, heating mode)
< 65,000 Btu/hbSplit System6.8 HSPF6.8 HSPF
Air cooled
(heating mode)
≥ 65,000 Btu/h and
< 135,000 Btu/h
(cooling capacity)
47°F db/43°F wb
outdoor air
3.3 COP3.3 COPAHRI 340/360
17°Fdb/15°F wb
outdoor air
2.25 COP2.25 COP
≥ 135,000 Btu/h
(cooling capacity)
47°F db/43°F wb
outdoor air
3.2 COP3.2 COP
17°Fdb/15°F wb
outdoor air
2.05 COP2.05 COP
Water to Air: Water Loop
(heating mode)
< 135,000 Btu/h
(cooling capacity)
68°F entering water4.3 COP4.3 COPISO 13256-1
Water to Air: Ground Water
(heating mode)
< 135,000 Btu/h
(cooling capacity)
50°F entering water3.7 COP3.7 COP
Brine to Air: Ground Loop
(heating mode)
< 135,000 Btu/h
(cooling capacity)
32°F entering fluid3.2 COP3.2 COP
Water to Water: Water Loop
(heating mode)
< 135,000 Btu/h
(cooling capacity)
68°F entering water3.7 COP3.7 COPISO 13256-2
Water to Water: Ground Water
(heating mode)
< 135,000 Btu/h
(cooling capacity)
50°F entering water3.1 COP3.1 COP
Brine to Water: Ground Loop
(heating mode)
< 135,000 Btu/h
(cooling capacity)
32°F entering fluid2.5 COP2.5 COP

For SI: 1 British thermal unit per hour = 0.2931 W, °C = [(°F) - 32]/1.8.

  1. Chapter 6 contains a complete specification of the referenced test procedure, including the reference year version of the test procedure.
  2. Single-phase, air-cooled air conditioners less than 65,000 Btu/h are regulated by NAECA. SEER values are those set by NAECA.
  3. Minimum efficiency as of January 1, 2015.
TABLE C403.2.3(3)
MINIMUM EFFICIENCY REQUIREMENTS: ELECTRICALLY OPERATED PACKAGED TERMINAL AIR CONDITIONERS, PACKAGED TERMINAL HEAT PUMPS, SINGLE-PACKAGE VERTICAL AIR CONDITIONERS, SINGLE VERTICAL HEAT PUMPS, ROOM AIR CONDITIONERS AND ROOM AIR-CONDITIONER HEAT PUMPS
EQUIPMENT TYPESIZE CATEGORY (INPUT)SUBCATEGORY OR
RATING CONDITION
MINIMUM EFFICIENCYTEST
PROCEDUREa
PTAC (cooling mode)
new construction
All Capacities95°F db outdoor air14.0 — (0.300 × Cap/1000) EERcAHRI 310/380
PTAC (cooling mode)
replacementsb
All Capacities95°F db outdoor air10.9 - (0.213 × Cap/1000) EER
PTHP (cooling mode)
new construction
All Capacities95°F db outdoor air14.0 - (0.300 × Cap/1000) EER
PTHP (cooling mode)
replacementsb
All Capacities95°F db outdoor air10.8 - (0.213 × Cap/1000) EER
PTHP (heating mode)
new construction
All Capacities3.2 - (0.026 × Cap/1000) COP
PTHP (heating mode)
replacementsb
All Capacities2.9 - (0.026 × Cap/1000) COP
SPVAC
(cooling mode)
< 65,000 Btu/h95°F db/ 75°F wb outdoor air9.0 EERAHRI 390
≥ 65,000 Btu/h and
< 135,000 Btu/h
95°F db/ 75°F wb outdoor air8.9 EER
≥ 135,000 Btu/h and
< 240,000 Btu/h
95°F db/ 75°F wb outdoor air8.6 EER
SPVHP
(cooling mode)
< 65,000 Btu/h95°F db/ 75°F wb outdoor air9.0 EER
≥ 65,000 Btu/h and
< 135,000 Btu/h
95°F db/ 75°F wb outdoor air8.9 EER
≥ 135,000 Btu/h and
< 240,000 Btu/h
95°F db/ 75°F wb outdoor air8.6 EER
SPVHP
(heating mode)
< 65,000 Btu/h47°F db/ 43°F wb outdoor air3.0 COPAHRI 390
≥ 65,000 Btu/h and
< 135,000 Btu/h
47°F db/ 43°F wb outdoor air3.0 COP
≥ 135,000 Btu/h and
< 240,000 Btu/h
47°F db/ 75°F wb outdoor air2.9 COP
Room air conditioners,
with louvered sides
< 6,000 Btu/h9.7 SEERANSI/AHAM RAC-1
≥ 6,000 Btu/h and
< 8,000 Btu/h
9.7 EER
≥ 8,000 Btu/h and
< 14,000 Btu/h
9.8 EER
≥ 14,000 Btu/h and
< 20,000 Btu/h
9.7 SEER
≥ 20,000 Btu/h8.5 EER
Room air conditioners,
without louvered sides
< 8,000 Btu/h9.0 EER
≥ 8,000 Btu/h and
< 20,000 Btu/h
8.5 EER
≥ 20,000 Btu/h8.5 EER
Room air-conditioner
heat pumps with
louvered sides
< 20,000 Btu/h9.0 EER
≥ 20,000 Btu/h8.5 EER
Room air-conditioner
heat pumps without
louvered sides
< 14,000 Btu/h8.5 EER
≥ 14,000 Btu/h8.0 EER
Room air conditioner casement onlyAll capacities8.7 EERANSI/AHAM RAC-1
Room air conditioner casement-sliderAll capacities9.5 EER

For SI: 1 British thermal unit per hour = 0.2931 W, °C = [(°F) - 32]/1.8, wb = wet bulb, db = dry bulb.

"Cap" = The rated cooling capacity of the project in Btu/h. Where the unit's capacity is less than 7000 Btu/h, use 7000 Btu/h in the calculation. Where the unit's capacity is greater than 15,000 Btu/h, use 15,000 Btu/h in the calculations.

  1. Chapter 6 contains a complete specification of the referenced test procedure, including the referenced year version of the test procedure.
  2. Replacement unit shall be factory labeled as follows: "MANUFACTURED FOR REPLACEMENT APPLICATIONS ONLY: NOT TO BE INSTALLED IN NEW CONSTRUCTION PROJECTS." Replacement efficiencies apply only to units with existing sleeves less than 16 inches (406 mm) in height and less than 42 inches (1067 mm) in width.
  3. Before January 1, 2015 the minimum efficiency shall be 13.8 - (0.300 x Cap/1000) EER.
TABLE 403.2.3(4)
WARM-AIR FURNACES AND COMBINATION WARM-AIR FURNACES/AIR-CONDITIONING UNITS, WARM-AIR DUCT FURNACES AND UNIT HEATERS, MINIMUM EFFICIENCY REQUIREMENTS
EQUIPMENT TYPESIZE CATEGORY
(INPUT)
SUBCATEGORY OR
RATING CONDITION
MINIMUM
EFFICIENCYd, e
TEST PROCEDUREa
Warm-air furnaces,
gas fired
< 225,000 Btu/h78% AFUE or
80%Etc
DOE 10 CFR Part 430 or
ANSI Z21.47
≥ 225,000 Btu/hMaximum capacityc80%EtfANSI Z21.47
Warm-air furnaces,
oil fired
< 225,000 Btu/h78% AFUE or
80%Etc
DOE 10 CFR Part 430 or
UL 727
≥ 225,000 Btu/hMaximum capacityb81%EtgUL 727
Warm-air duct furnaces,
gas fired
All capacitiesMaximum capacityb80%EcANSI Z83.8
Warm-air unit heaters,
gas fired
All capacitiesMaximum capacityb80%EcANSI Z83.8
Warm-air unit heaters,
oil fired
All capacitiesMaximum capacityb80%EcUL 731

For SI: 1 British thermal unit per hour = 0.2931 W.

  1. Chapter 6 contains a complete specification of the referenced test procedure, including the referenced year version of the test procedure.
  2. Minimum and maximum ratings as provided for and allowed by the unit's controls.
  3. Combination units not covered by the National Appliance Energy Conservation Act of 1987 (NAECA) (3-phase power or cooling capacity greater than or equal to 65,000 Btu/h [19 kW]) shall comply with either rating.
  4. Et = Thermal efficiency. See test procedure for detailed discussion.
  5. Ec = Combustion efficiency (100% less flue losses). See test procedure for detailed discussion.
  6. Ec = Combustion efficiency. Units shall also include an IID, have jackets not exceeding 0.75 percent of the input rating, and have either power venting or a flue damper. A vent damper is an acceptable alternative to a flue damper for those furnaces where combustion air is drawn from the conditioned space.
  7. Et = Thermal efficiency. Units shall also include an IID, have jacket losses not exceeding 0.75 percent of the input rating, and have either power venting or a flue damper. A vent damper is an acceptable alternative to a flue damper for those furnaces where combustion air is drawn from the conditioned space.
TABLE C403.2.3(5)
MINIMUM EFFICIENCY REQUIREMENTS: GAS- AND OIL-FIRED BOILERS
EQUIPMENT TYPEaSUBCATEGORY OR
RATING CONDITION
SIZE CATEGORY (INPUT)MINIMUM EFFICIENCYd, eTEST PROCEDURE
Boilers, hot waterGas-fired< 300,000 Btu/h80% AFUE10 CFR Part 430
≥ 300,000 Btu/h and
≤ 2,500,000 Btu/hb
80% Et10 CFR Part 431
> 2,500,000 Btu/ha82% Ec
Oil-firedc< 300,000 Btu/h80% AFUE10 CFR Part 430
≥ 300,000 Btu/h and
≤ 2,500,000 Btu/hb
82% Et10 CFR Part 431
> 2,500,000 Btu/ha84% Ec
Boilers, steamGas-fired< 300,000 Btu/h75% AFUE10 CFR Part 430
Gas-fired- all, except natural draft≥ 300,000 Btu/h and
≤ 2,500,000 Btu/hb
79% Et10 CFR Part 431
> 2,500,000 Btu/ha79% Et
Gas-fired-natural draft≥ 300,000 Btu/h and
≤ 2,500,000 Btu/hb
77% Et
> 2,500,000 Btu/ha77% Et
Oil-firedc< 300,000 Btu/h80% AFUE10 CFR Part 430
≥ 300,000 Btu/h and
≤ 2,500,000 Btu/hb
81% Et10 CFR Part 431
> 2,500,000 Btu/ha81% Et

For SI: 1 British thermal unit per hour = 0.2931 W.

  1. These requirements apply to boilers with rated input of 8,000,000 Btu/h or less that are not packaged boilers and to all packaged boilers. Minimum efficiency requirements for boilers cover all capacities of packaged boilers.
  2. Maximum capacity — minimum and maximum ratings as provided for and allowed by the unit's controls.
  3. Includes oil-fired (residual).
  4. Ec = Combustion efficiency (100 percent less flue losses).
  5. Et = Thermal efficiency. See referenced standard for detailed information.
TABLE C403.2.3(6)
MINIMUM EFFICIENCY REQUIREMENTS: CONDENSING UNITS, ELECTRICALLY OPERATED
EQUIPMENT TYPESIZE CATEGORYMINIMUM EFFICIENCYbTEST PROCEDUREa
Condensing units, air cooled≥ 135,000 Btu/h10.1 EER
11.2 IPLV
AHRI 365
Condensing units, water or evaporatively cooled≥ 135,000 Btu/h13.1 EER
13.1 IPLV

For SI: 1 British thermal unit per hour = 0.2931 W.

  1. Chapter 6 contains a complete specification of the referenced test procedure, including the referenced year version of the test procedure.
  2. IPLVs are only applicable to equipment with capacity modulation.
TABLE C403.2.3(7)
WATER CHILLING PACKAGES — EFFICIENCY REQUIREMENTSa, b, d
EQUIPMENT TYPESIZE CATEGORYUNITSBEFORE 1/1/2015AS OF 1/1/2015TEST
PROCEDUREc
Path APath BPath APath B
Air-cooled chillers< 150 TonsEER
(Btu/W)
≥ 9.562 FLNAc≥ 10.100 FL≥ 9.700 FLAHRI 550/590
≥ 12.500 IPLV≥ 13.700 IPLV≥ 15,800 IPLV
≥ 150 Tons≥ 9.562 FLNAc≥ 10.100 FL≥ 9.700 FL
≥ 12.500 IPLV≥ 14.000 IPLV≥ 16.100 IPLV
Air cooled
without condenser,
electrically operated
All capacitiesEER
(Btu/W)
Air-cooled chillers without condenser shall be rated with
matching condensers and complying with air-cooled chiller
efficiency requirements.
Water cooled, electrically
operated positive
displacement
< 75 TonskW/ton≤ 0.780 FL≤ 0.800 FL≤ 0.750 FL≤ 0.780 FL
≤ 0.630 IPLV≤ 0.600 IPLV≤ 0.600 IPLV≤ 0.500 IPLV
≥ 75 tons and < 150 tons≤ 0.775 FL≤ 0.790 FL≤ 0.720 FL≤ 0.750 FL
≤ 0.615 IPLV≤ 0.586 IPLV≤ 0.560 IPLV≤ 0.490 IPLV
≥ 150 tons and < 300 tons≥ 0.680 FL≥ 0.718 FL≥ 0.660 FL≥ 0.680 FL
≥ 0.580 IPLV≥ 0.540 IPLV≥ 0.540 IPLV≥ 0.440 IPLV
≥ 300 tons and < 600 tons≤ 0.620 FL≤ 0.639 FL≤ 0.610 FL≤ 0.625 FL
≤ 0.540 IPLV≤ 0.490 IPLV≤ 0.520 IPLV≤ 0.410 IPLV
≥ 600 tons≤ 0.620 FL≤ 0.639 FL≤ 0.560 FL≤ 0.585 FL
≤ 0.540 IPLV≤ 0.490 IPLV≤ 0.500 IPLV≤ 0.380 IPLV
Water cooled, electrically
operated centrifugal
< 150 TonskW/ton≤ 0.634 FL≤ 0.639 FL≤ 0.610 FL≤ 0.695 FL
≤ 0.596 IPLV≤ 0.450 IPLV≤ 0.550 IPLV≤ 0.440 IPLV
≥ 150 tons and < 300 tons≤ 0.634 FL≤ 0.639 FL≤ 0.610 FL≤ 0.635 FL
≤ 0.596 IPLV≤ 0.450 IPLV≤ 0.550 IPLV≤ 0.400 IPLV
≥ 300 tons and < 400 tons≤ 0.576 FL≤ 0.600 FL≤ 0.560 FL≤ 0.595 FL
≤ 0.549 IPLV≤ 0.400 IPLV≤ 0.520 IPLV≤ 0.390 IPLV
≥ 400 tons and < 600 tons≤ 0.576 FL≤ 0.600 FL≤ 0.560 FL≤ 0.585 FL
≤ 0.549 IPLV≤ 0.400 IPLV≤ 0.500 IPLV≤ 0.380 IPLV
≥ 600 Tons≤ 0.570 FL≤ 0.590 FL≤ 0.560 FL≤ 0.585 FL
≤ 0.539 IPLV≤ 0.400 IPLV≤ 0.500 IPLV≤ 0.380 IPLV
Air cooled, absorption,
single effect
All capacitiesCOP≥ 0.600 FLNAc≥ 0.600 FLNAcAHRI 560
Water cooled absorption,
single effect
All capacitiesCOP≥ 0.700 FLNAc≥ 0.700 FLNAc
Absorption, double
effect, indirect fired
All capacitiesCOP≥ 1.000 FLNAc≥ 1.000 FLNAc
≥ 1.050 IPLV≥ 1.050 IPLV
Absorption double effect
direct fired
All capacitiesCOP≥ 1.000 FLNAc≥ 1.000 FLNAc
≥ 1.000 IPLV≥ 1.050 IPLV
  1. The requirements for centrifugal chiller shall be adjusted for nonstandard rating conditions in accordance with Section C403.2.3.1 and are only applicable for the range of conditions listed in Section C403.2.3.1. The requirements for air-cooled, water-cooled positive displacement and absorption chillers are at standard rating conditions defined in the reference test procedure.
  2. Both the full-load and IPLV requirements shall be met or exceeded to comply with this standard. Where there is a Path B, compliance can be with either Path A or Path B for any application.
  3. NA means the requirements are not applicable for Path B and only Path A can be used for compliance.
  4. FL represents the full-load performance requirements and IPLV the part-load performance requirements.
TABLE C403.2.3(8)
MINIMUM EFFICIENCY REQUIREMENTS: HEAT REJECTION EQUIPMENT
EQUIPMENT TYPEaTOTAL SYSTEM
HEAT REJECTION
CAPACITY AT RATED
CONDITIONS
SUBCATEGORY OR RATING CONDITIONiPERFORMANCE
REQUIREDb, c, d, g, h
TEST PROCEDUREe, f
Propeller or axial fan
open-circuit cooling towers
All95°F entering water
85°F leaving water
75°F entering wb
≥ 40.2 gpm/hpCTI ATC-105 and
CTI STD-201
Centrifugal fan
open-circuit cooling towers
All95°F entering water
85°F leaving water
75°F entering wb
≥ 20.0 gpm/hpCTI ATC-105 and
CTI STD-201
Propeller or axial fan
closed-circuit cooling
towers
All102°F entering water
90°F leaving water
75°F entering wb
≥ 14.0 gpm/hpCTI ATC-105S and
CTI STD-201
Centrifugal fan closed-
circuit cooling towers
All102°F entering water
90°F leaving water
75°F entering wb
≥7.0 gpm/hpCTI ATC-105S and
CTI STD-201
Propeller or axial fan
evaporative condensers
AllAmmonia Test Fluid
140°F entering gas temperature
96.3°F condensing temperature
75°F entering wb
≥ 134,000 Btu/h•hpCTI ATC-106
Centrifugal fan
evaporative condensers
AllAmmonia Test Fluid
140°F entering gas temperature
96.3°F condensing temperature
75°F entering wb
>110,000 Btu/h•hpCTI ATC-106
Propeller or axial fan
evaporative condensers
AllR-507A Test Fluid
165°F entering gas temperature
105°F condensing temperature
75°F entering wb
≥ 157,000 Btu/h•hpCTI ATC-106
Centrifugal fan
evaporative condensers
AllR-507A Test Fluid
165°F entering gas temperature
105°F condensing temperature
75°F entering wb
≥ 135,000 Btu/h•hpCTI ATC-106
Air-cooled condensersAll125°F Condensing Temperature
190°F Entering Gas Temperature
15°F subcooling 95°F entering db
≥ 176,000 Btu/h•hpAHRI 460

For SI: °C = [(°F)-32]/1.8, L/s kW = (gpm/hp)/(11.83), COP = (Btu/h • hp)/(2550.7),

db = dry bulb temperature, °F, wb = wet bulb temperature, °F.

  1. The efficiencies and test procedures for both open- and closed-circuit cooling towers are not applicable to hybrid cooling towers that contain a combination of wet and dry heat exchange sections.
  2. For purposes of this table, open circuit cooling tower performance is defined as the water flow rating of the tower at the thermal rating condition listed in Table 403.2.3(8) divided by the fan nameplate-rated motor power.
  3. For purposes of this table, closed-circuit cooling tower performance is defined as the water flow rating of the tower at the thermal rating condition listed in Table 403.2.3(8) divided by the sum of the fan nameplate-rated motor power and the spray pump nameplate-rated motor power.
  4. For purposes of this table, air-cooled condenser performance is defined as the heat rejected from the refrigerant divided by the fan nameplate-rated motor power.
  5. Chapter 6 contains a complete specification of the referenced test procedure, including the referenced year version of the test procedure. The certification requirements do not apply to field-erected cooling towers.
  6. Where a certification program exists for a covered product and it includes provisions for verification and challenge of equipment efficiency ratings, then the product shall be listed in the certification program; or, where a certification program exists for a covered product, and it includes provisions for verification and challenge of equipment efficiency ratings, but the product is not listed in the existing certification program, the ratings shall be verified by an independent laboratory test report.
  7. Cooling towers shall comply with the minimum efficiency listed in the table for that specific type of tower with the capacity effect of any project-specific accessories and/or options included in the capacity of the cooling tower
  8. For purposes of this table, evaporative condenser performance is defined as the heat rejected at the specified rating condition in the table divided by the sum of the fan motor nameplate power and the integral spray pump nameplate power
  9. Requirements for evaporative condensers are listed with ammonia (R-717) and R-507A as test fluids in the table. Evaporative condensers intended for use with halocarbon refrigerants other than R-507A shall meet the minimum efficiency requirements listed in this table with R-507A as the test fluid.
TABLE C403.2.3(9)
MINIMUM EFFICIENCY AIR CONDITIONERS AND CONDENSING UNITS SERVING COMPUTER ROOMS
EQUIPMENT TYPENET SENSIBLE COOLING CAPACITYaMINIMUM SCOP-127b EFFICIENCY
DOWNFLOW UNITS/UPFLOW UNITS
TEST PROCEDURE
Air conditioners, air cooled< 65,000 Btu/h2.20 / 2.09ANSI/ASHRAE 127
≥ 65,000 Btu/h and < 240,000 Btu/h2.10 / 1.99
≥ 240,000 Btu/h1.90 / 1.79
Air conditioners, water cooled< 65,000 Btu/h2.60 / 2.49
≥ 65,000 Btu/h and < 240,000 Btu/h2.50 / 2.39
≥ 240,000 Btu/h2.40 / 2.29
Air conditioners, water cooled with
fluid economizer
< 65,000 Btu/h2.55 / 2.44
≥ 65,000 Btu/h and < 240,000 Btu/h2.45 / 2.34
≥ 240,000 Btu/h2.35 / 2.24
Air conditioners, glycol cooled
(rated at 40% propylene glycol)
< 65,000 Btu/h2.50 / 2.39
≥ 65,000 Btu/h and < 240,000 Btu/h2.15 / 2.04
≥ 240,000 Btu/h2.10 / 1.99
Air conditioners, glycol cooled
(rated at 40% propylene glycol)
with fluid economizer
< 65,000 Btu/h2.45 / 2.34
≥ 65,000 Btu/h and < 240,000 Btu/h2.10 / 1.99
≥ 240,000 Btu/h2.05 / 1.94

For SI: 1 British thermal unit per hour = 0.2931 W.

  1. Net sensible cooling capacity: the total gross cooling capacity less the latent cooling less the energy to the air movement system. (Total Gross — latent — Fan Power).
  2. Sensible coefficient of performance (SCOP-127): a ratio calculated by dividing the net sensible cooling capacity in watts by the total power input in watts (excluding reheaters and humidifiers) at conditions defined in ASHRAE Standard 127. The net sensible cooling capacity is the gross sensible capacity minus the energy dissipated into the cooled space by the fan system.

Equipment not designed for operation at AHRI Standard 550/590 test conditions of 44°F (7°C) leaving chilled-water temperature and 2.4 gpm/ton evaporator fluid flow and 85°F (29°C) entering condenser water temperature with 3 gpm/ton (0.054 I/s • kW) condenser water flow shall have maximum full-load kW/ton (FL) and part-load ratings requirements adjusted using Equations 4-6 and 4-7.

(Equation 4-6)

(Equation 4-7)

where:

Kadj=A × B
FL=Full-load kW/ton value as specified in Table C403.2.3(7).
FLadj=Maximum full-load kW/ton rating, adjusted for nonstandard conditions.
IPLV=Value as specified in Table C403.2.3(7).
PLVadj=Maximum NPLV rating, adjusted for nonstandard conditions.
A=0.00000014592 (LIFT)4 — 0.0000346496 (LIFT)3 + 0.00314196 (LIFT)2 — 0.147199 (LIFT) + 3.9302
B=0.0015 Lvg Evap + 0.934
LIFT=LvgCondLvg Evap
LvgCond=Full-load condenser leaving fluid temperature (°F).
LvgEvap=Full-load evaporator leaving temperature (°F).

The FLadj and PLVadj values are only applicable for centrifugal chillers meeting all of the following full-load design ranges:

  1. Minimum evaporator leaving temperature: 36°F.
  2. Maximum condenser leaving temperature: 115°F.
  3. 20°F ≤ LIFT ≤ 80°F.
Equipment with a leaving fluid temperature higher than 32°F (0°C) and water-cooled positive displacement chilling packages with a condenser leaving fluid temperature below 115°F (46°C) shall meet the requirements of Table C403.2.3(7) when tested or certified with water at standard rating conditions, in accordance with the referenced test procedure.
Each heating and cooling system shall be provided with thermostatic controls as specified in Section C403.2.4.1, C403.2.4.1.3, C403.2.4.2, C403.2.4.3, C403.3.1, C403.4, C403.4.1 or C403.4.4.

The supply of heating and cooling energy to each zone shall be controlled by individual thermostatic controls capable of responding to temperature within the zone. Where humidification or dehumidification or both is provided, at least one humidity control device shall be provided for each humidity control system.

Exception: Independent perimeter systems that are designed to offset only building envelope heat losses, gains or both serving one or more perimeter zones also served by an interior system provided:

  1. The perimeter system includes at least one thermostatic control zone for each building exposure having exterior walls facing only one orientation (within +/-45 degrees) (0.8 rad) for more than 50 contiguous feet (15 240 mm); and
  2. The perimeter system heating and cooling supply is controlled by thermostats located within the zones served by the system.

C403.2.4.1.1 Heat Pump Supplementary Heat

AMENDMENT
This section has been amended at the state or city level.
Heat pumps having supplementary electric resistance heat shall have controls that, except during defrost, prevent supplementary heat operation where the heat pump can provide the heating load.

     In systems with a cooling capacity of less than 65,000 Btuh, a heat strip outdoor temperature lockout shall be provided to prevent supplemental heat operation in response to the thermostat being changed to a warmer setting. The lockout shall be set no lower than 35°F and no higher than 40°F.

C403.2.4.1.2 Deadband

AMENDMENT
This section has been amended at the state or city level.

Where used to control both heating and cooling, zone thermostatic controls shall be capable of providing a temperature range or deadband of at least 5°F (2.8°C) within which the supply of heating and cooling energy to the zone is capable of being shut off or reduced to a minimum.

Exceptions:

  1. Thermostats requiring manual changeover between heating and cooling modes.
  2. Occupancies or applications requiring precision in indoor temperature control.
Where a zone has a separate heating and a separate cooling thermostatic control located within the zone , a limit switch, mechanical stop or direct digital control system with software programming shall be provided with the capability to prevent the heating set point from exceeding the cooling set point and to maintain a deadband in accordance with Section C403.2.4.1.2.

C403.2.4.2 Off-Hour Controls

AMENDMENT
This section has been amended at the state or city level.

Each zone shall be provided with thermostatic setback controls that are controlled by either an automatic time clock or programmable control system.

Exceptions:

  1. Zones that will be operated continuously.
  2. Zones with a full HVAC load demand not exceeding 6,800 Btu/h (2 kW) and having a readily accessible manual shutoff switch.
  3. HVAC systems serving hotel/motel guestrooms or other residential units complying with Section C403.2.2 requirements.
Thermostatic setback controls shall have the capability to set back or temporarily operate the system to maintainzone temperatures down to 55°F (13°C) or up to 85°F (29°C).
Automatic time clock or programmable controls shall be capable of starting and stopping the system for seven different daily schedules per week and retaining their programming and time setting during a loss of power for at least 10 hours. Additionally, the controls shall have a manual override that allows temporary operation of the system for up to 2 hours; a manually operated timer capable of being adjusted to operate the system for up to 2 hours; or an occupancy sensor.

C403.2.4.2.3 Automatic Start Capabilities

AMENDMENT
This section has been amended at the state or city level.
Automatic start controls shall be provided for each HVAC system provided with setback controls and direct digital control (DDC) system. The controls shall be capable of automatically adjusting the daily start time of the HVAC system in order to bring each space to the desired occupied temperature immediately prior to scheduled occupancy.

C403.2.4.3 Shutoff Dampers

AMENDMENT
This section has been amended at the state or city level.

Outdoor air intake and exhaust openings and stairway and shaft vents shall be provided with Class I motorized dampers. The dampers shall have an air leakage rate not greater than 4 cfm/ft2 (20.3 L/s m2) of damper surface area at 1.0 inch water gauge (249 Pa) and shall be labeled by an approved agency when tested in accordance with AMCA 500D for such purpose. Shutoff dampers are not required in continuously operating exhaust systems.

     Outdoor air intake and exhaust dampers shall be installed with automatic controls configured to close when the systems or spaces served are not in use or during unoccupied period warm-up and setback operation, unless the systems served require outdoor or exhaust air in accordance with the International Mechanical Code or the dampers are opened to provide intentional economizer cooling.

     Stairway and shaft vent dampers shall be installed with automatic controls configured to open upon the activation of any fire alarm initiating device of the building's fire alarm system or the interruption of power to the damper.

Exception: Gravity (nonmotorized) dampers shall be permitted to be used as follows:

  1. In buildings less than three stories in height above grade plane.
  2. Deleted.
  3. Where the design exhaust capacity is not greater than 300 cfm (142 L/s).

     Gravity (nonmotorized) dampers shall have an air leakage rate not greater than 20 cfm/ft2 (101.6 L/s m2) where not less than 24 inches (610 mm) in either dimension and 40 cfm/ft2 (203.2 L/s m2) where less than 24 inches (610 mm) in either dimension. The rate of air leakage shall be determined at 1.0 inch water gauge (249 Pa) when tested in accordance with AMCA 500D for such purpose. The dampers shall be labeled by an approved agency.

C403.2.4.4 Zone Isolation

AMENDMENT
This section has been amended at the state or city level.

C403.2.4.5 Snow- And Ice-Melt System Controls

AMENDMENT
This section has been amended at the state or city level.
Snow- and ice-melting systems shall include automatic controls capable of shutting off the system when the pavement temperature is above 50°F (10°C).
Freeze protection systems, such as heat tracing of outdoor piping and heat exchangers, including self-regulating heat tracing, shall include automatic controls configured to shut off the systems when outdoor air temperatures are above 40°F (4°C) or when the conditions of the protected fluid will prevent freezing.

C403.2.4.7 Economizer Fault Detection and Diagnostics (FDD)

AMENDMENT
This section has been amended at the state or city level.
Hot water boilers that supply heat to the building through one- or two-pipe heating systems shall have an outdoor setback control that lowers the boiler water temperature based on the outdoor temperature.
Ventilation, either natural or mechanical, shall be provided in accordance with Chapter 4 of theInternational Mechanical Code . Where mechanical ventilation is provided, the system shall provide the capability to reduce the outdoor air supply to the minimum required by Chapter 4 of the International Mechanical Code .

C403.2.6.1 Demand Controlled Ventilation

AMENDMENT
This section has been amended at the state or city level.

Demand control ventilation (DCV) shall be provided for spaces larger than 500 square feet (46.5 m2) and with an occupant load of 25 people or greater per 1,000 square feet (93 m2) of floor area (as established in Table 403.3.1.1 of the International Mechanical Code). Additionally, demand control ventilation is required for any HVAC system provided with outside air greater than 3,000 cfm.


Exception: Demand control ventilation is not required for systems and spaces as follows:

  1. Systems with energy recovery complying with Section C403.2.7.
  2. Multiple-zone systems without direct digital control of individual zones communicating with a central control panel.
  3. Systems with a design outdoor airflow less than 1,200 cfm (566 L/s).
  4. Spaces where the supply airflow rate minus any makeup or outgoing transfer air requirement is less than 1,200 cfm (566 L/s).
  5. Ventilation provided for process loads only.

C403.2.6.2 Enclosed Parking Garage Ventilation Controls

AMENDMENT
This section has been amended at the state or city level.

C403.2.7 Energy Recovery Ventilation Systems

AMENDMENT
This section has been amended at the state or city level.
Individual fan systems that have both a design supply air capacity of 5,000 cfm (2.36 m3/s) or greater and a minimum outside air supply of 70 percent or greater of the design supply air quantity shall have an energy recovery system that provides a change in the enthalpy of the outdoor air supply of 50 percent or more of the difference between the outdoor air and return air at design conditions. Provision shall be made to bypass or control the energy recovery system to permit cooling with outdoor air where cooling with outdoor air is required.

Exception: An energy recovery ventilation system shall not be required in any of the following conditions:

  1. Where energy recovery systems are prohibited by the International Mechanical Code.
  2. Laboratory fume hood systems that include at least one of the following features:

    1. 2.1. Variable-air-volume hood exhaust and room supply systems capable of reducing exhaust and makeup air volume to 50 percent or less of design values.
    2. 2.2. Direct makeup (auxiliary) air supply equal to at least 75 percent of the exhaust rate, heated no warmer than 2°F (1.1°C) below room setpoint, cooled to no cooler than 3°F (1.7°C) above room setpoint, no humidification added, and no simultaneous heating and cooling used for dehumidification control.
  3. Systems serving spaces that are not cooled and are heated to less than 60°F (15.5°C).
  4. Where more than 60 percent of the outdoor heating energy is provided from site-recovered or site solar energy.
  5. Heating systems in climates with less than 3,600 HDD.
  6. Cooling systems in climates with a 1-percent cooling design wet-bulb temperature less than 64°F (18°C).
  7. Systems requiring dehumidification that employ series-style energy recovery coils wrapped around the cooling coil.

C403.2.8 Kitchen Exhaust Systems

AMENDMENT
This section has been amended at the state or city level.

C403.2.9 Duct and Plenum Insulation and Sealing

AMENDMENT
This section has been amended at the state or city level.

Supply and return air ducts and plenums shall be insulated with a minimum of R-6 insulation where located in unconditioned spaces inside the building. Where located outdoors, supply and return ducts shall be insulated with a minimum of R-8 insulation in Climate Zones 3 and 4 and a minimum of R-12 insulation in Climate Zone 5. Where located within a building envelope assembly, such as a wall of the building thermal envelope, the duct or plenum shall be separated from the building exterior or unconditioned space by a minimum of R-8 insulation in Climate Zones 3 and 4 and a minimum of R-12 insulation in Climate Zone 5.

Exception: Where located within equipment.

     Ducts, air handlers and filter boxes shall be sealed. Joints and seams shall comply with Section 603.9 of the International Mechanical Code.

Ductwork shall be constructed and erected in accordance with theInternational Mechanical Code .

C403.2.9.1.1 Low-Pressure Duct Systems

AMENDMENT
This section has been amended at the state or city level.

Longitudinal and transverse joints, seams and connections of supply and return ducts operating at a static pressure less than or equal to 2 inches water gauge (w.g.) (498 Pa) shall be securely fastened and sealed in accordance with Section 603.9 of the International Mechanical Code. Pressure classifications specific to the duct system shall be clearly indicated on the construction documents in accordance with the International Mechanical Code.

Ducts and plenums designed to operate at a static pressure greater than 2 inches water gauge (w.g.) (498 Pa) but less than 3 inches w.g. (747 Pa) shall be insulated and sealed in accordance with Section C403.2.9. Pressure classifications specific to the duct system shall be clearly indicated on the construction documents in accordance with theInternational Mechanical Code .

C403.2.9.1.3 High-Pressure Duct Systems

AMENDMENT
This section has been amended at the state or city level.

Ducts and plenums designed to operate at static pressures greater than 3 inches water gauge (747 Pa) shall be insulated and sealed in accordance with Section C403.2.9. In addition, ducts and plenums shall be leak tested in accordance with the SMACNA HVAC Air Duct Leakage Test Manual. The maximum permitted duct leakage shall be determined in accordance with Equation 4-8.

Lmax = CL × P0.65 (Equation 4-8)
where:
Lmax = Maximum permitted leakage, cfm/100 ft2 duct surface area.
CL = 4, duct leakage class, cfm/100 ft2 duct surface area at 1 inch w.c.
P = Test pressure, which shall be equal to the design duct pressure class rating, inches w.c.

     Documentation shall be furnished by the designer demonstrating that representative sections totaling at least 25 percent of the duct area have been tested and that all tested sections comply with the requirements of this section.

C403.2.10 Piping Insulation

AMENDMENT
This section has been amended at the state or city level.
All piping serving as part of a heating or cooling system shall be thermally insulated in accordance with Table C403.2.10.
Exceptions:
  1. Factory-installed piping within HVAC equipment tested and rated in accordance with a test procedure referenced by this code.
  2. Factory-installed piping within room fan-coils and unit ventilators tested and rated according to AHRI 440 (except that the sampling and variation provisions of Section 6.5 shall not apply) and 840, respectively.
  3. Piping that conveys fluids that have a design operating temperature range between 55°F (13°C) and 105°F (41°C).
  4. Piping that conveys fluids that have not been heated or cooled through the use of fossil fuels or electric power.
  5. Runout piping not exceeding 4 feet (1219 mm) in length and 1 inch (25 mm) in diameter between the control valve and HVAC coil.
  6. Refrigerant suction piping located in conditioned space is not required to be insulated other than as may be necessary for preventing the formation of condensation.
  7. Direct buried piping that conveys fluids at or below 60°F (15°C).
TABLE C403.2.10
MINIMUM PIPING INSULATION THICKNESSa, b
FLUID NOMINAL PIPE DIAMETER
≤ 1.5" > 1.5"
Steam 11/2 3
Hot water 11/2 2
Chilled water, brine or refrigerant 11/2 11/2
For SI: 1 inch = 25.4 mm.
  1. Based on insulation having a conductivity (k) not exceeding 0.27 Btu • inch/hr • ft2 • °F.
  2. For insulation with a thermal conductivity not equal to 0.27 Btu • inch/hr • ft2 • °F at a mean temperature of 75°F, the minimum required pipe thickness is adjusted using the following equation;

T = r[(1+t/r)Kk-1]

where:
T = Adjusted insulation thickness (in).
r = Actual pipe radius (in).
t = Insulation thickness from applicable cell in table (in).
K = New thermal conductivity at 75°F (Btu • in/hr • ft2 • °F).
k = 0.27 Btu • in/hr • ft2 • °F.

C403.2.10.1 Protection of Piping Insulation

AMENDMENT
This section has been amended at the state or city level.
Mechanical systems shall be commissioned and completed in accordance with Section C408.2.
Each HVAC system having a total fan system motor nameplate horsepower (hp) exceeding 5 hp (3.7 kW) shall comply with the provisions of Sections C403.2.12.1 through C403.2.12.3.

C403.2.12.1 Allowable Fan Motor Horsepower

AMENDMENT
This section has been amended at the state or city level.

Each HVAC system at fan system design conditions shall not exceed the allowable fan system motor nameplate hp (Option 1) or fan system bhp (Option 2) as shown in Table C403.2.12.1(1). This includes supply fans, exhaust fans, return/relief fans, and fan-powered terminal units associated with systems providing heating or cooling capability. Single-zone variable air volume systems shall comply with the constant volume fan power limitation.

Exceptions:

  1. Hospital, vivarium and laboratory systems that utilize flow control devices on exhaust or return to maintain space pressure relationships necessary for occupant health and safety or environmental control shall be permitted to use variable volume fan power limitation.
  2. Individual exhaust fans with motor nameplate horsepower of 1 hp (0.746 kW) or less are exempt from the allowable fan horsepower requirement.
  3. Fans exhausting air from fume hoods. (Note: If this exception is taken, no related exhaust side credits shall be taken from Table C403.2.12.1(2) and the Fume Exhaust Exception Deduction must be taken from Table C403.2.12.1(2).
TABLE C403.2.12.1(1)
FAN POWER LIMITATION
LIMITCONSTANT VOLUMEVARIABLE VOLUME
Option 1: Fan system motor nameplate hpAllowable nameplate motor hphp ≤ CFMs 0.0011hp ≤ CFMs 0.0015
Option 2: Fan system bhpAllowable fan system bhpbhp ≤ CFMS 0.00094 + Abhp ≤CFMS 0.0013 + A

For SI: 1 bhp = 735.5 W, 1 hp = 745.5 W, 1 cfm = 0.4719 L/s.

where:

CFMS=The maximum design supply airflow rate to conditioned spaces served by the system in cubic feet per minute.
hp=The maximum combined motor nameplate horsepower.
Bhp=The maximum combined fan brake horsepower.
A=Sum of [PD × CFMD/4131]

where:

PD=Each applicable pressure drop adjustment from Table C403.2.12.1(2) in. w.c.
CFMD=The design airflow through each applicable device from Table C403.2.12.1(2) in cubic feet per minute.
TABLE C403.2.12.1(2)
FAN POWER LIMITATION PRESSURE DROP ADJUSTMENT
DEVICEADJUSTMENT
Credits
Fully ducted return and/or exhaust air systems0.5 inch w.c. (2.15 in w.c. for laboratory, vivarium and hospital systems)
Return and/or exhaust airflow control devices0.5 inch w.c.
Exhaust filters, scrubbers or other exhaust treatmentThe pressure drop of device calculated at fan system design condition
Particulate filtration credit: MERV 9 thru 120.5 inch w.c.
Particulate filtration credit: MERV 13 thru 150.9 inch. w.c.
Particulate filtration credit: MERV 16 and greater and
electronically enhanced filters
Pressure drop calculated at 2x clean filter pressure drop at
fan system design condition.
Carbon and other gas-phase air cleanersClean filter pressure drop at fan system design condition.
Biosafety cabinetPressure drop of device at fan system design condition.
Energy recovery device, other than coil runaround loop(2.2 × energy recovery effectiveness) — 0.5 inch w.c. for each airstream.
Coil runaround loop0.6 inch w.c. for each airstream.
Evaporative humidifier/cooler in series with another
cooling coil
Pressure drop of device at fan system design conditions.
Sound attenuation section (fans serving spaces with design
background noise goals below NC35)
0.15 inch w.c.
Exhaust system serving fume hoods0.35 inch w.c.
Laboratory and vivarium exhaust systems in high-rise buildings0.25 inch w.c./100 feet of vertical duct exceeding 75 feet.
Deductions
Fume Hood Exhaust Exception
(required if Section 403.2.12.1, Exception 3 is taken)
- 1.0 in. w.c.

For SI: 1 inch w.c. = 249 Pa, 1 inch = 25.4 mm.

w.c. = water column, NC = Noise criterion.

For each fan, the fan brake horsepower shall be indicated on the construction documents and the selected motor shall be not larger than the first available motor size greater than the following:

  1. For fans less than 6 bhp (4413 W), 1.5 times the fan brake horsepower.
  2. For fans 6 bhp (4413 W) and larger, 1.3 times the fan brake horsepower.
  3. Systems complying with Section C403.2.12.1fan system motor nameplate hp (Option 1).

C403.2.12.3 Fan Efficiency

AMENDMENT
This section has been amended at the state or city level.

Systems installed to provide heat outside a building shall be radiant systems.

Such heating systems shall be controlled by an occupancy sensing device or a timer switch, so that the system is automatically deenergized when no occupants are present.

C403.2.14 Refrigeration Equipment Performance

AMENDMENT
This section has been amended at the state or city level.

Preempted by Energy Independence and Security Act 2007, Section 312 and 10 CFR 431.306.

C403.2.16 Walk-In Coolers and Walk-In Freezers

AMENDMENT
This section has been amended at the state or city level.

C403.2.17 Refrigerated Display Cases

AMENDMENT
This section has been amended at the state or city level.

C403.3 Economizers (Prescriptive)

AMENDMENT
This section has been amended at the state or city level.

Each cooling system shall include either an air or water economizer complying with Sections C403.3.1 through C403.3.4.

Exceptions: Economizers are not required for the systems listed below.

  1. Deleted.
  2. where individual fan cooling units have a capacity of less than 65,000 Btu/h (19.0 kW).

  3. Where more than 25 percent of the air designed to be supplied by the system is to spaces that are designed to be humidified above 35°F (1.7°C) dewpoint temperature to satisfy process needs.
  4. Systems that serve residential spaces where the system capacity is less than five times the requirement listed in Table C403.3(1).
  5. Systems expected to operate less than 20 hours per week.
  6. Where the use of outdoor air for cooling will affect supermarket open refrigerated casework systems.
  7. Where the cooling efficiency meets or exceeds the efficiency requirements in Table C403.3(2).
  8. Chilled-water cooling systems that are passive (without a fan) or use induction where the total chilled water system capacity less the capacity of fan units with air economizers is less than the minimum specified in Table C403.3(1).
  9. Systems that include a heat recovery system in accordance with Section C403.4.5.
TABLE C403.3(1)
MINIMUM CHILLED-WATER SYSTEM COOLING CAPACITY FOR DETERMINING ECONOMIZER COOLING REQUIREMENTS
CLIMATE ZONES
(COOLING)
TOTAL CHILLED-WATER SYSTEM CAPACITY LESS CAPACITY OF COOLING UNITS WITH AIR ECONOMIZERS
Local Water-cooled Chilled-water SystemsAir-cooled Chilled-water Systems or District Chilled-Water Systems
3a, 4a 720,000 Btu/h940,000 Btu/h
5a 1,320,000 Btu/h1,720,000 Btu/h

For SI: 1 British thermal unit per hour = 0.2931 W.

TABLE C403.3(2)
EQUIPMENT EFFICIENCY PERFORMANCE EXCEPTION FOR ECONOMIZERS
CLIMATE
ZONES
COOLING EQUIPMENT PERFORMANCE
IMPROVEMENT (EER OR IPLV)
3A 27% efficiency improvement
4A 42% efficiency improvement
5A 49% efficiency improvement

C403.3.1 Integrated Economizer Control

AMENDMENT
This section has been amended at the state or city level.

Economizer systems shall be integrated with the mechanical cooling system and be capable of providing partial cooling even where additional mechanical cooling is required to provide the remainder of the cooling load. Controls shall not be capable of creating a false load in the mechanical cooling systems by limiting or disabling the economizer or any other means, such as hot gas bypass, except at the lowest stage of mechanical cooling.

Units that include an air economizer shall comply with the following:

  1. Unit controls shall have the mechanical cooling capacity control interlocked with the air economizer controls such that the outdoor air damper is at the 100-percent open position when mechanical cooling is on and the outdoor air damper does not begin to close to prevent coil freezing due to minimum compressor run time until the leaving air temperature is less than 45°F (7°C).
  2. Direct expansion (DX) units that control 75,000 Btu/h (22 kW) or greater of rated capacity of the mechanical cooling directly based on occupied space temperature shall have not fewer than two stages of mechanical cooling capacity
  3. Other DX units, including those that control space temperature by modulating the airflow to the space, shall be in accordance with Table C403.3.1.

TABLE C403.3.1

DX COOLING STAGE REQUIREMENTS FOR MODULATING AIRFLOW UNITS

RATING CAPACITYMINIMUM NUMBER
OF MECHANICAL COOLING STAGES
MINIMUM
COMPRESSOR DISPLACEMENTa
≥ 65,000 Btu/h and
< 240,000 Btu/h
3 stages≤ 35% of full load
≥ 240,000 Btu/h4 stages≤ 25% full load

For SI: 1 British thermal unit per hour = 0.2931 W.

  1. For mechanical cooling stage control that does not use variable compressor displacement, the percent displacement shall be equivalent to the mechanical cooling capacity reduction evaluated at the full load rating conditions for the compressor.

HVAC system design and economizer controls shall be such that economizer operation does not increase building heating energy use during normal operation.

Exception: Economizers on variable air volume (VAV) systems that cause zone level heating to increase due to a reduction in supply air temperature.

Air economizers shall comply with Sections C403.3.3.1 through C403.3.3.5.
Air economizer systems shall be capable of modulating outdoor air and return air dampers to provide up to 100 percent of the design supply air quantity as outdoor air for cooling.

Economizer dampers shall be capable of being sequenced with the mechanical cooling equipment and shall not be controlled by only mixed-air temperature.

Exception: The use of mixed-air temperature limit control shall be permitted for systems controlled from space temperature (such as single-zone systems).

C403.3.3.3 High-Limit Shutoff

AMENDMENT
This section has been amended at the state or city level.

Air economizers shall be capable of automatically reducing outdoor air intake to the design minimum outdoor air quantity when outdoor air intake will no longer reduce cooling energy usage.

Systems shall be capable of relieving excessoutdoor air during air economizer operation to prevent overpressurizing the building. The relief air outlet shall be located to avoid recirculation into the building.
Return, exhaust/relief and outdoor air dampers used in economizers shall comply with Section C403.2.4.3.
Water-side economizers shall comply with Sections C403.3.4.1 and C403.3.4.2.

C403.3.4.1 Design Capacity

AMENDMENT
This section has been amended at the state or city level.

Water economizer systems shall be capable of cooling supply air by indirect evaporation and providing up to 100 percent of the expected system cooling load at outdoor air temperatures of not greater than 50°F (10°C) dry bulb/45°F (7°C) wet bulb.

Exceptions: Allowed in lieu of the design capacity provisions identified above:

  1. Systems primarily serving computer rooms in which 100 percent of the expected system cooling load at 40°F (4°C) dry bulb/35°F (1.7°C) wet bulb is met with evaporative water economizers.
  2. Systems primarily serving computer rooms with dry cooler water economizers which satisfy 100 percent of the expected system cooling load at 35°F (1.7°C) dry bulb.
  3. Systems where dehumidification requirements cannot be met using outdoor air temperatures of 50°F (10°C) dry bulb/45°F (7°C) wet bulb and where 100 percent of the expected system cooling load at 45°F (7°C) dry bulb/40°F (4°C) wet bulb is met with evaporative water economizers.
Precooling coils and water-to-water heat exchangers used as part of a water economizer system shall either have a water-side pressure drop of less than 15 feet (45 kPa) of water or a secondary loop shall be created so that the coil or heat exchanger pressure drop is not seen by the circulating pumps when the system is in the normal cooling (noneconomizer) mode.
Hydronic and multiple-zone HVAC system controls and equipment shall comply with this section.
Controls shall be provided for fans in accordance with Sections C403.4.1.1 through C403.4.1.3.

C403.4.1.1 Fan Airflow Control

AMENDMENT
This section has been amended at the state or city level.

Each cooling system listed in Table C403.4.1.1 shall be designed to vary the indoor fan airflow as a function of load and shall comply with the following requirements:

  1. Direct expansion (DX) and chilled water cooling units that control the capacity of the mechanical cooling directly based on space temperature shall have not fewer than two stages of fan control. Low or minimum speed shall not be greater than 66 percent of full speed. At low or minimum speed, the fan system shall draw not more than 40 percent of the fan power at full fan speed. Low or minimum speed shall be used during periods of low cooling load and ventilation-only operation.
  2. Other units including DX cooling units and chilled water units that control the space temperature by modulating the airflow to the space shall have modulating fan control. Minimum speed shall be not greater than 50 percent of full speed. At minimum speed the fan system shall draw not more than 30 percent of the power at full fan speed. Low or minimum speed shall be used during periods of low cooling load and ventilation-only operation.
  3. Units that include an airside economizer in accordance with Section C403.3 shall have not fewer than two speeds of fan control during economizer operation

Exceptions:

  1. Modulating fan control is not required for chilled water and evaporative cooling units with fan motors of less than 1 hp (0.746 kW) where the units are not used to provide ventilation air and the indoor fan cycles with the load.
  2. Where the volume of outdoor air required to comply with the ventilation requirements of the International Mechanical Code at low speed exceeds the air that would be delivered at the speed defined in Section C403.4.1, the minimum speed shall be selected to provide the required ventilation air.
TABLE C403.4.1.1
FAN CONTROL REQUIREMENTS
COOLING
SYSTEM TYPE
FAN
MOTOR SIZE
MECHANICAL
COOLING CAPACITY
DX cooling Any ≥ 120,000 Btu/h
Chilled water ≥ 5 hp Any
Evaporative cooling ≥ 1/4 hp Any

For SI: 1 British thermal unit per hour = 0.2931 W; 1 hp = 0.746 kW.

C403.4.1.2 Static Pressure Sensor Location

AMENDMENT
This section has been amended at the state or city level.

C403.4.1.3 Set Points for Direct Digital Control

AMENDMENT
This section has been amended at the state or city level.

For systems with direct digital control of individual zones reporting to the central control panel, the static pressure set point shall be reset based on the zone requiring the most pressure.

The heating of fluids that have been previously mechanically cooled and the cooling of fluids that have been previously mechanically heated shall be limited in accordance with Sections C403.4.2.1 through C403.4.2.3. Hydronic heating systems comprised of multiple-packaged boilers and designed to deliver conditioned water or steam into a common distribution system shall include automatic controls capable of sequencing operation of the boilers. Hydronic heating systems comprised of a single boiler and greater than 500,000 Btu/h (146.5 kW) input design capacity shall include either a multistaged or modulating burner.
Hydronic systems that use a common return system for both hot water and chilled water are prohibited.
Systems that use a common distribution system to supply both heated and chilled water shall be designed to allow a dead band between changeover from one mode to the other of not less than 15°F (8.3°C) outside air temperatures; be designed to and provided with controls that will allow operation in one mode for not less than 4 hours before changing over to the other mode; and be provided with controls that allow heating and cooling supply temperatures at the changeover point to be not more than 30°F (16.7°C) apart.
Hydronic heat pump systems shall comply with Sections C403.4.2.3.1 through C403.4.2.3.2.

Hydronic heat pumps connected to a common heat pump water loop with central devices for heat rejection and heat addition shall have controls that are capable of providing a heat pump water supply temperature dead band of not less than 20°F (11°C) between initiation of heat rejection and heat addition by the central devices.

Exception: Where a system loop temperature optimization controller is installed and can determine the most efficient operating temperature based on realtime conditions of demand and capacity, dead bands of less than 20°F (11°C) shall be permitted.

Heat rejection equipment shall comply with Sections C403.4.2.3.2.1 and C403.4.2.3.2.2.

Exception: Where it can be demonstrated that a heat pump system will be required to reject heat throughout the year.

For Climate Zones 3 and 4:

  1. Where a closed-circuit cooling tower is used directly in the heat pump loop, either an automatic valve shall be installed to bypass all but a minimal flow of water around the tower, or lower leakage positive closure dampers shall be provided.
  2. Where an open-circuit tower is used directly in the heat pump loop, an automatic valve shall be installed to bypass all heat pump water flow around the tower.
  3. Where an open- or closed-circuit cooling tower is used in conjunction with a separate heat exchanger to isolate the cooling tower from the heat pump loop, then heat loss shall be controlled by shutting down the circulation pump on the cooling tower loop.

C403.4.2.3.2.2 Climate Zones 5 Through 8

AMENDMENT
This section has been amended at the state or city level.
For Climate Zone 5, where an open- or closed-circuit cooling tower is used, a separate heat exchanger shall be provided to isolate the cooling tower from the heat pump loop, and heat loss shall be controlled by shutting down the circulation pump on the cooling tower loop and providing an automatic valve to stop the flow of fluid.
Each hydronic heat pump on the hydronic system having a total pump system power exceeding 10 hp (7.5 kW) shall have a two-position valve.

C403.4.2.4 Part-Load Controls

AMENDMENT
This section has been amended at the state or city level.
Hydronic heating systems greater than or equal to 300,000 Btu/h (87 930 W) in design output capacity supplying heated or chilled water to comfort conditioning systems shall include controls that have the capability to:
  1. Automatically reset the supply hot water temperatures using zone-return water temperature, building-return water temperature, or outside air temperature as an indicator of building heating or cooling demand. The temperature shall be capable of being reset by at least 25 percent of the design supply-to-return water temperature difference; or
  2. Reduce system pump flow by at least 50 percent of design flow rate utilizing adjustable speed drive(s) on pump(s), or multiple-staged pumps where at least one-half of the total pump horsepower is capable of being automatically turned off or control valves designed to modulate or step down, and close, as a function of load, or other approved means.

Boiler systems with design input of greater than 1,000,000 Btu/h (293 kW) shall comply with the turndown ratio specified in Table C403.4.2.5.

The system turndown requirement shall be met through the use of multiple single input boilers, one or more modulating boilers or a combination of single input and modulating boilers.

TABLE C403.4.2.5

BOILER TURNDOWN

BOILER SYSTEM DESIGN INPUT (Btu/h)MINIMUM
TURNDOWN
RATIO
≥ 1,000,000 and less than or equal to 5,000,0003 to 1
> 5,000,000 and less than or equal to 10,000,0004 to 1
> 10,000,0005 to 1

For SI: 1 British thermal unit per hour = 0.2931 W.

Chilled water plants including more than one chiller shall have the capability to reduce flow automatically through the chiller plant when a chiller is shut down. Chillers piped in series for the purpose of increased temperature differential shall be considered as one chiller.

Boiler plants including more than one boiler shall have the capability to reduce flow automatically through the boiler plant when a boiler is shut down.

Each fan powered by a motor of 7.5 hp (5.6 kW) or larger shall have the capability to operate that fan at two-thirds of full speed or less, and shall have controls that automatically change the fan speed to control the leaving fluid temperature or condensing temperature/pressure of the heat rejection device.

Exception: Factory-installed heat rejection devices within HVAC equipment tested and rated in accordance with Tables C403.2.3(6) and C403.2.3(7).

C403.4.3.1 General

AMENDMENT
This section has been amended at the state or city level.

C403.4.3.2 Fan Speed Control

AMENDMENT
This section has been amended at the state or city level.

C403.4.3.2.1 Fan Motors Not Less Than 7.5 HP

AMENDMENT
This section has been amended at the state or city level.

C403.4.3.2.2 Multiple-Cell Heat Rejection Equipment

AMENDMENT
This section has been amended at the state or city level.

C403.4.3.3 Limitation on Centrifugal Fan Open-Circuit Cooling Towers

AMENDMENT
This section has been amended at the state or city level.

C403.4.3.4 Tower Flow Turndown

AMENDMENT
This section has been amended at the state or city level.

C403.4.4 Requirements for Complex Mechanical Systems Serving Multiple Zones

AMENDMENT
This section has been amended at the state or city level.

Sections C403.4.4.1 through C403.4.4.6 shall apply to complex mechanical systems serving multiple zones. Supply air systems serving multiple zones shall be variable air volume (VAV) systems that, during periods of occupancy, are designed and capable of being controlled to reduce primary air supply to each zone to one of the following before reheating, recooling or mixing takes place:

  1. Thirty percent of the maximum supply air to each zone.
  2. Three hundred cfm (142 L/s) or less where the maximum flow rate is less than 10 percent of the total fan system supply airflow rate.
  3. The minimum ventilation requirements of Chapter 4 of the International Mechanical Code.
  4. Any higher rate that can be demonstrated to reduce overall system annual energy use by offsetting reheat/recool energy losses through a reduction in outdoor air intake for the system.
  5. The airflow rate required to comply with applicable codes or accreditation standards, such as pressure relationships or minimum air change rates.

Exception: The following individual zones or entire air distribution systems are exempted from the requirement for VAV control:

  1. Zones or supply air systems where not less than 75 percent of the energy for reheating or for providing warm air in mixing systems is provided from a site-recovered or site-solar energy source.
  2. Zones where special humidity levels are required to satisfy process needs.
  3. Zones with a peak supply air quantity of 300 cfm (142 L/s) or less and where the flow rate is less than 10 percent of the total fan system supply airflow rate.
  4. Zones where the volume of air to be reheated, recooled or mixed is not greater than the volume of outside air required to provide the minimum ventilation requirements of Chapter 4 of the International Mechanical Code.
  5. Zones or supply air systems with thermostatic and humidistatic controls capable of operating in sequence the supply of heating and cooling energy to the zones and which are capable of preventing reheating, recooling, mixing or simultaneous supply of air that has been previously cooled, either mechanically or through the use of economizer systems, and air that has been previously mechanically heated.
Single-duct VAV systems shall use terminal devices capable of reducing the supply of primary supply air before reheating or recooling takes place.
Systems that have one warm air duct and one cool air duct shall use terminal devices that are capable of reducing the flow from one duct to a minimum before mixing of air from the other duct takes place.
Individual dual-duct or mixing heating and cooling systems with a single fan and with total capacities greater than 90,000 Btu/h [(26.4 kW) 7.5 tons] shall not be equipped with air economizers.

C403.4.4.4 Fractional HP Fan Motors

AMENDMENT
This section has been amended at the state or city level.

Multiple-zone HVAC systems shall include controls that automatically reset the supply-air temperature in response to representative building loads, or to outdoor air temperature. The controls shall be capable of resetting the supply air temperature not less than 25 percent of the difference between the design supply-air temperature and the design room air temperature.

Exceptions:

  1. Systems that prevent reheating, recooling or mixing of heated and cooled supply air.
  2. Seventy-five percent of the energy for reheating is from site-recovered or site-solar energy sources.
  3. Zones with peak supply air quantities of 300 cfm (142 L/s) or less.

C403.4.4.6 Multiple-Zone VAV System Ventilation Optimization Control

AMENDMENT
This section has been amended at the state or city level.

Condenser heat recovery shall be installed for heating or reheating of service hot water provided that the facility operates 24 hours a day, the total installed heat capacity of water-cooled systems exceeds 6,000,000 Btu/hr (1 758 kW) of heat rejection, and the design service water heating load exceeds 1,000,000 Btu/h (293 kW).

The required heat recovery system shall have the capacity to provide the smaller of the following:

  1. Sixty percent of the peak heat rejection load at design conditions.
  2. The preheating required to raise the peak service hot water draw to 85°F (29°C).

Exceptions:

  1. Facilities that employ condenser heat recovery for space heating or reheat purposes with a heat recovery design exceeding 30 percent of the peak water-cooled condenser load at design conditions.
  2. Facilities that provide 60 percent of their service water heating from site solar or site recovered energy or from other sources.

C403.4.6 Hot Gas Bypass Limitation

AMENDMENT
This section has been amended at the state or city level.

Cooling systems shall not use hot gas bypass or other evaporator pressure control systems unless the system is designed with multiple steps of unloading or continuous capacity modulation. The capacity of the hot gas bypass shall be limited as indicated in Table C403.4.6, as limited by Section C403.3.1.

Exception: Unitary packaged systems with nominal cooling capacities of 7.5 tons or less (approximately 90 kBTU/h or 26.4 KW).

TABLE C403.4.6
MAXIMUM HOT GAS BYPASS CAPACITY
RATED CAPACITYMAXIMUM HOT GAS BYPASS CAPACITY
(% of total capacity)
≤ 240,000 Btu/h50
> 240,000 Btu/h25

For SI: 1 British thermal unit per hour = 0.2931 W.

C403.5 Refrigeration Systems

AMENDMENT
This section has been amended at the state or city level.

C403.5.1 Condensers Serving Refrigeration Systems

AMENDMENT
This section has been amended at the state or city level.

C403.5.2 Compressor Systems

AMENDMENT
This section has been amended at the state or city level.
This section covers the minimum efficiency of, and controls for, service water-heating equipment and insulation of service hot water piping.

Water-heating equipment and hot water storage tanks shall meet the requirements of Table C404.2. The efficiency shall be verified through data furnished by the manufacturer of the equipment or through certification under an approved certification program. Water-heating equipment also intended to be used to provide space heating shall meet the applicable provisions of Table C404.2.

TABLE C404.2

MINIMUM PERFORMANCE OF WATER-HEATING EQUIPMENT

EQUIPMENT TYPESIZE CATEGORY
(input)
SUBCATEGORY OR
RATING CONDITION
PERFORMANCE
REQUIREDa, b
TEST
PROCEDURE
Water heaters,
electric
≤ 12 kWdResistance0.97 - 0.00 132V, EFDOE 10 CFR Part 430
> 12 kWResistance(0.3 + 27/Vm), %/hANSI Z21.10.3
≤ 24 amps and
≤ 250 volts
Heat pump0.93 - 0.00 132V, EFDOE 10 CFR Part 430
Storage water heaters,
gas
≤ 75,000 Btu/h≥ 20 gal0.67 - 0.0019V, EFDOE 10 CFR Part 430
> 75,000 Btu/h and
≤ 155,000 Btu/h
< 4,000 Btu/h/gal80% Et
ANSI Z21.10.3
> 155,000 Btu/h< 4,000 Btu/h/gal80% Et
Instantaneous> 50,000 Btu/h and
< 200,000 Btu/hc
≥ 4,000 (Btu/h)/gal
and < 2 gal
0.62 - 0.00 19V, EFDOE 10 CFR Part 430
≥ 200,000 Btu/h≥ 4,000 Btu/h/gal
and < 10 gal
80% EtANSI Z21.10.3
≥ 200,000 Btu/h≥ 4,000 Btu/h/gal
and ≥ 10 gal
80% Et
Storage water heaters,
oil
≤ 105,000 Btu/h≥ 20 gal0.59 - 0.0019V, EFDOE 10 CFR Part 430
≥ 105,000 Btu/h< 4,000 Btu/h/gal80% Et
ANSI Z21.10.3
Instantaneous≤ 210,000 Btu/h≥ 4,000 Btu/h/gal and
< 2 gal
0.59 - 0.0019V, EFDOE 10 CFR Part 430
> 210,000 Btu/h≥ 4,000 Btu/h/gal and
< 10 gal
80% EtANSI Z21.10.3
> 210,000 Btu/h≥ 4,000 Btu/h/gal and
≥ 10 gal
78% Et
Hot water supply boilers,
gas and oil
≥ 300,000 Btu/h and
< 12,500,000 Btu/h
≥ 4,000 Btu/h/gal and
< 10 gal
80% EtANSI Z21.10.3
Hot water supply boilers,
gas
≥ 300,000 Btu/h and
< 12,500,000 Btu/h
≥ 4,000 Btu/h/gal and
≥ 10 gal
80% Et
Hot water supply boilers,
oil
> 300,000 Btu/h and
< 12,500,000 Btu/h
> 4,000 Btu/h/gal and
> 10 gal
78% Et
Pool heaters, gas and oilAll82% EtASHRAE 146
Heat pump pool heatersAll4.0 COPAHRI 1160
Unfired storage tanksAllMinimum insulation
requirement R-12.5
(h ft2 °F)/Btu
(none)
For SI: °C = [(°F) - 32]/1.8, 1 British thermal unit per hour = 0.2931 W, 1 gallon = 3.785 L, 1 British thermal unit per hour per gallon = 0.078 W/L.
  1. Energy factor (EF) and thermal efficiency (Et) are minimum requirements. In the EF equation, V is the rated volume in gallons.
  2. Standby loss (SL) is the maximum Btu/h based on a nominal 70°F temperature difference between stored water and ambient requirements. In the SL equation, Q is the nameplate input rate in Btu/h. In the equations for electric water heaters, V is the rated volume in gallons and Vm is the measured volume in gallons. In the SL equation for oil and gas water heaters and boilers, V is the rated volume in gallons.
  3. Instantaneous water heaters with input rates below 200,000 Btu/h shall comply with these requirements where the water heater is designed to heat water to temperatures 180°F or higher.
  4. Electric water heaters with an input rating of 12 kW (40,950 Btu/hr) or less that are designed to heat water to temperatures of 180°F or greater shall comply with the requirements for electric water heaters that have an input rating greater than 12 kW (40,950 Btu/h).

C404.2.1 High Input-Rated Service Water-Heating Systems

AMENDMENT
This section has been amended at the state or city level.
Water-heating equipment not supplied with integral heat traps and serving noncirculating systems shall be provided with heat traps on the supply and discharge piping associated with the equipment.

C404.4 Insulation of Piping

AMENDMENT
This section has been amended at the state or city level.
For automatic-circulating hot water systems, piping shall be insulated with 1 inch (25 mm) of insulation having a conductivity not exceeding 0.27 Btu • inch/h × ft2 × °F (1.53 W • 25 mm/m2 × K). The first 8 feet (2438 mm) of piping in noncirculating systems served by equipment without integral heat traps shall be insulated with 0.5 inch (12.7 mm) of material having a conductivity not exceeding 0.27 Btu • inch/h × ft2 × °F (1.53 W • 25 mm/m2 × K).

C404.5 Efficient Heated Water Supply Piping

AMENDMENT
This section has been amended at the state or city level.

C404.5.1 Maximum Allowable Pipe Length Method

AMENDMENT
This section has been amended at the state or city level.

C404.5.2 Maximum Allowable Pipe Volume Method

AMENDMENT
This section has been amended at the state or city level.

C404.5.2.1 Water Volume Determination

AMENDMENT
This section has been amended at the state or city level.

C404.6 Heated-Water Circulating and Temperature Maintenance Systems

AMENDMENT
This section has been amended at the state or city level.

C404.6.1 Circulation Systems

AMENDMENT
This section has been amended at the state or city level.

C404.6.2 Heat Trace Systems

AMENDMENT
This section has been amended at the state or city level.

C404.6.3 Controls for Hot Water Storage

AMENDMENT
This section has been amended at the state or city level.

C404.6 Hot Water System Controls

AMENDMENT
This section has been amended at the state or city level.
Automatic-circulating hot water system pumps or heat trace shall be arranged to be conveniently turned off automatically or manually when the hot water system is not in operation.

C404.7 Demand Recirculation Controls

AMENDMENT
This section has been amended at the state or city level.

C404.8 Drain Water Heat Recovery Units

AMENDMENT
This section has been amended at the state or city level.
The energy consumption of pools and permanent spas shall be controlled by the requirements in Sections C404.9.1 through C404.9.3.

C404.9.1 Heaters

AMENDMENT
This section has been amended at the state or city level.
All heaters shall be equipped with a readily accessible on-off switch that is mounted outside of the heater to allow shutting off the heater without adjusting the thermostat setting. Gas-fired heaters shall not be equipped with constantly burning pilot lights.

Time switches or other control methods that can automatically turn off and on heaters and pump motors according to a preset schedule shall be installed for heaters and pump motors. Heaters and pump motors that have built-in time switches shall be in compliance with this section.

Exceptions:

  1. Where public health standards require 24-hour pump operation.
  2. Pumps that operate solar- and waste-heat-recovery pool heating systems.

C404.9.3 Covers

AMENDMENT
This section has been amended at the state or city level.

Outdoor heated pools and outdoor permanent spas shall be provided with a class 1 vapor-retardant cover.

Exception: Pools deriving over 70 percent of the energy from heating from site-recovered energy or solar energy source.

C404.10 Energy Consumption of Portable Spas (Mandatory)

AMENDMENT
This section has been amended at the state or city level.
Service water-heating systems , swimming pool water-heating systems, spa water-heating systems and the controls for those systems shall be commissioned and completed in accordance with Section C408.2.

C405.1 General (Mandatory)

AMENDMENT
This section has been amended at the state or city level.

This section covers lighting system controls, the maximum lighting power for interior and exterior applications and electrical energy consumption.

Exception: Dwelling units within commercial buildings shall not be required to comply with Sections C405.2 through C405.5, provided that they comply with Section R404.1.

Lighting systems shall be provided with controls as specified in Sections C405.2.1, C405.2.2, C405.2.3, C405.2.4 and C405.2.5.

Exceptions: Lighting controls are not required for the following:

  1. Areas designated as security or emergency areas that are required to be continuously lighted.
  2. Interior exit stairways, interior exit ramps and exit passageways.
  3. Emergency egress lighting that is normally off.

C405.2.1 Occupant Sensor Controls

AMENDMENT
This section has been amended at the state or city level.

Occupant sensor controls shall be installed to control lights in the following space types:

  1. Classrooms/lecture/training rooms.
  2. Conference/meeting/multipurpose rooms.
  3. Copy/print rooms.
  4. Lounges.
  5. Employee lunch and break rooms.
  6. Private offices.
  7. Restrooms.
  8. Storage rooms greater than 100 square feet.
  9. Janitorial closets.
  10. Computer server rooms.
  11. Mechanical and electrical equipment rooms.
  12. Warehouses.
Occupancy sensors shall not be required for:
  1. Rooms requiring explosion proof electrical devices.
  2. Chemical storage rooms.

C405.2.1.1 Occupant Sensor Control Function

AMENDMENT
This section has been amended at the state or city level.

Occupant sensor controls in spaces other than warehouses specified in Section C405.2.1 shall comply with the following:

  1. Automatically turn off lights within 30 minutes of all occupants leaving the space.
  2. Deleted.
  3. Shall incorporate a manual control to allow occupants to turn lights off.

C405.2.1.2 Occupant Sensor Control Function in Warehouses

AMENDMENT
This section has been amended at the state or city level.
In warehouses, the lighting in aisleways and open areas shall be controlled with occupant sensors that automatically reduce lighting power from 50 percent to 100 percent off when the areas are unoccupied. The occupant sensors shall control lighting in each aisleway independently and shall not control lighting beyond the aisleway being controlled by the sensor.

Each area of the building that is not provided with occupant sensor controls complying with Section C405.2.1.1 shall be provided with time switch controls complying with Section C405.2.2.1.

Exception: Where a manual control provides light reduction in accordance with Section C405.2.2.2, automatic controls shall not be required for the following:

  1. Sleeping units.
  2. Spaces where patient care is directly provided.
  3. Spaces where an automatic shutoff would endanger occupant safety or security.
  4. Lighting intended for continuous operation.
  5. Shop and laboratory classrooms.

C405.2.2.1 Time-Switch Control Function

AMENDMENT
This section has been amended at the state or city level.

Each space provided with time-switch controls shall also be provided with a manual control for light reduction in accordance with Section C405.2.2.2. Time-switch controls shall include an override switching device that complies with the following:

  1. Have a minimum 7-day clock.
  2. Be capable of being set for seven different day types per week.
  3. Incorporate an automatic holiday "shutoff" feature, which turns off all controlled lighting loads for at least 24 hours and then resumes normally scheduled operations.
  4. Have program backup capabilities, which prevent the loss of program and time settings for at least 10 hours, if power is interrupted.
  5. Include an override switch that complies with the following:

    1. 5.1. The override switch shall be a manual control.
    2. 5.2. The override switch, when initiated, shall permit the controlled lighting to remain on for not more than 2 hours.
    3. 5.3. Any individual override switch shall control the lighting for an area not larger than 5,000 square feet (465 m2).

Exceptions:

  1. Within malls, arcades, auditoriums, single tenant retail spaces, industrial facilities and arenas:

    1. 1.1. The time limit shall be permitted to be greater than 2 hours, provided that the override switch is a captive key device.
    2. 1.2. The area controlled by the override switch is permitted to be greater than 5,000 square feet (465 m2), but shall not be greater than 20,000 square feet (1860 m2).
  2. Where provided with manual control, the following areas are not required to have light reduction control in accordance with Section C405.2.2.2:

    1. 2.1. Spaces that have only one luminaire with a rated power of less than 100 watts.
    2. 2.2. Spaces that use less than 0.6 watts per square foot (6.5 W/m2).
    3. 2.3. Corridors, equipment rooms, public lobbies, electrical or mechanical rooms.

C405.2.2.2 Light-Reduction Controls

AMENDMENT
This section has been amended at the state or city level.

Spaces required to have light-reduction controls shall have a manual control that allows the occupant to reduce the connected lighting load in a reasonably uniform illumination pattern by at least 50 percent. Lighting reduction shall be achieved by one of the following or another approved method:

  1. Controlling all lamps or luminaires.
  2. Dual switching of alternate rows of luminaires, alternate luminaires or alternate lamps.
  3. Switching the middle lamp luminaires independently of the outer lamps.
  4. Switching each luminaire or each lamp.

Exception: Light reduction controls are not required in daylight zones with daylight responsive controls.

Manual controls for lights shall comply with the following:

  1. Shall be readily accessible to occupants.
  2. Shall be located where the controlled lights are visible, or shall identify the area served by the lights and indicate their status.

C405.2.3 Daylight-Responsive Controls

AMENDMENT
This section has been amended at the state or city level.

C405.2.3.1 Daylight-Responsive Control Function

AMENDMENT
This section has been amended at the state or city level.

C405.2.3.2 Sidelight Daylight Zone

AMENDMENT
This section has been amended at the state or city level.

C405.2.3.3 Toplight Daylight Zone

AMENDMENT
This section has been amended at the state or city level.
Specific application controls shall be provided for the following:
  1. Display and accent light shall be controlled by a dedicated control that is independent of the controls for other lighting within the room or space.
  2. Lighting in cases used for display case purposes shall be controlled by a dedicated control that is independent of the controls for other lighting within the room or space.
  3. Hotel and motel sleeping units and guest suites shall have a master control device that is capable of automatically switching off all installed luminaires and switched receptacles within 20 minutes after all occupants leave the room.
    Exception: Lighting and switched receptacles controlled by captive key systems.
  4. Supplemental task lighting, including permanently installed under-shelf or under-cabinet lighting, shall have a control device integral to the luminaires or be controlled by a wall-mounted control device provided that the control device is readily accessible.
  5. Lighting for nonvisual applications, such as plant growth and food warming, shall be controlled by a dedicated control that is independent of the controls for other lighting within the room or space.
  6. Lighting equipment that is for sale or for demonstrations in lighting education shall be controlled by a dedicated control that is independent of the controls for other lighting within the room or space.

C405.2.5 Exterior Lighting Controls

AMENDMENT
This section has been amended at the state or city level.
Lighting not designated for dusk-to-dawn operation shall be controlled by either a combination of a photosensor and a time switch, or an astronomical time switch. Lighting designated for duskto-dawn operation shall be controlled by an astronomical time switch or photosensor. All time switches shall be capable of retaining programming and the time setting during loss of power for a period of at least 10 hours.
Internally illuminated exit signs shall not be more than 5 watts per side.
A building complies with this section where its total connected lighting power calculated under Section C405.4.1 is not greater than the interior lighting power calculated under Section C405.4.2.

The total connected interior lighting power shall be determined in accordance with Equation 4-9.

(Equation 4-9)

where:

TCLP =Total connected lighting power (watts).
SL =Labeled wattage of luminaires for screw-in lamps.
LV =Wattage of the transformer supplying low-voltage lighting.
LTPB =Wattage of line-voltage lighting tracks and plug-in busways as the specified wattage of the luminaires, but at least 30 W/lin. ft. (100 W/linm), or the wattage limit of the system's circuit breaker, or the wattage limit of other permanent current-limiting devices on the system.
Other=The wattage of all other luminaires and lighting sources not covered previously and associated with interior lighting verified by data supplied by the manufacturer or other approved sources.

Exceptions:

  1. The connected power associated with the following lighting equipment is not included in calculating total connected lighting power.

    1. 1.1. Professional sports arena playing field lighting.
    2. 1.2. Lighting in sleeping units, provided that the lighting complies with Section R404.1.
    3. 1.3. Emergency lighting automatically off during normal building operation.
    4. 1.4. Lighting in spaces specifically designed for use by occupants with special lighting needs, including those with visual impairment and other medical and age-related issues.
    5. 1.5. Lighting in interior spaces that have been specifically designated as a registered interior historic landmark.
    6. 1.6. Casino gaming areas.
    7. 1.7. Mirror lighting in dressing rooms.
  2. Lighting equipment used for the following shall be exempt provided that it is in addition to general lighting and is controlled by an independent control device:

    1. 2.1. Task lighting for medical and dental purposes.
    2. 2.2. Display lighting for exhibits in galleries, museums and monuments.
  3. Lighting for theatrical purposes, including performance, stage, film production and video production.
  4. Lighting for photographic processes.
  5. Lighting integral to equipment or instrumentation and installed by the manufacturer.
  6. Task lighting for plant growth or maintenance.
  7. Advertising signage or directional signage.
  8. In restaurant buildings and areas, lighting for food warming or integral to food preparation equipment.
  9. Lighting equipment that is for sale.
  10. Lighting demonstration equipment in lighting education facilities.
  11. Lighting approved because of safety or emergency considerations, inclusive of exit lights.
  12. Lighting integral to both open and glass-enclosed refrigerator and freezer cases.
  13. Lighting in retail display windows, provided the display area is enclosed by ceiling-height partitions.
  14. Furniture-mounted supplemental task lighting that is controlled by automatic shutoff.
  15. Exit signs.

The total interior lighting power allowance (watts) is determined according to Table C405.4.2(1) using the Building Area Method, or Table C405.4.2(2) using the Space-by-Space Method, for all areas of the building covered in this permit.

TABLE C405.4.2(1)

INTERIOR LIGHTING POWER ALLOWANCES: BUILDING AREA METHOD

BUILDING AREA TYPELPD (w/ft2)
Automotive facility0.80
Convention center1.01
Courthouse1.01
Dining: bar lounge/leisure1.01
Dining: cafeteria/fast food0.9
Dining: family0.95
Dormitory0.57
Exercise center0.84
Fire station0.67
Gymnasium0.94
Health care clinic0.90
Hospital1.05
Hotel/Motel0.87
Library1.19
Manufacturing facility1.17
Motion picture theater0.76
Multifamily0.51
Museum1.02
Office0.82
Parking garage0.21
Penitentiary0.81
Performing arts theater1.39
Police station0.87
Post office0.87
Religious building1.0
Retail1.26
School/university0.87
Sports arena0.91
Town hall0.89
Transportation0.70
Warehouse0.66
Workshop1.19

TABLE C405.4.2(2)

INTERIOR LIGHTING POWER ALLOWANCES: SPACE-BY-SPACE METHOD

COMMON SPACE TYPESaLPD (watts/sq.ft)
Atrium
Less than 40 feet in height0.03 per foot
in total height
Greater than 40 feet in height0.40 + 0.02 per foot
in total height
Audience seating area
In an auditorium0.63
In a convention center0.82
In a gymnasium0.65
In a motion picture theater1.14
In a penitentiary0.28
In a performing arts theater2.43
In a religious building1.53
In a sports arena0.43
Otherwise0.43
Banking activity area1.01
Breakroom (See Lounge/Breakroom)
Classroom/lecture hall/training room
In a penitentiary1.34
Otherwise1.24
Conference/meeting/multipurpose room1.23
Copy/print room0.72
Corridor
In a facility for the visually impaired (and
not used primarily by the staff)b
0.92
In a hospital0.79
In a manufacturing facility0.41
Otherwise0.66
Courtroom1.72
Computer room1.71
Dining area
In a penitentiary0.96
In a facility for the visually impaired (and
not used primarily by the staff)b
1.9
In bar/lounge or leisure dining1.07
In cafeteria or fast food dining0.65
In family dining0.89
Otherwise0.65
Electrical/mechanical room0.95
Emergency vehicle garage0.56
Food preparation area1.21
Guest room0.47
Laboratory
In or as a classroom1.43
Otherwise1.81
Laundry/washing area0.6
Loading dock, interior0.47
Lobby
In a facility for the visually impaired (and
not used primarily by the staff)b
1.8
For an elevator0.64
In a hotel1.06
In a motion picture theater0.59
In a performing arts theater2.0
Otherwise0.9
Locker room0.75
Lounge/breakroom
In a healthcare facility0.92
Otherwise0.73
Office
Enclosed1.11
Open plan0.98
Parking area, interior0.19
Pharmacy area1.68
Restroom
In a facility for the visually impaired (and
not used primarily by the staffb
1.21
Otherwise0.98
Sales area1.59
Seating area, general0.54
Stairway (See space containing stairway)
Stairwell0.69
Storage room0.63
Vehicular maintenance area0.67
Workshop1.59
BUILDING TYPE SPECIFIC SPACE TYPESaLPD (watts/sq.ft)
Facility for the visually impairedb
In a chapel (and not used primarily by the
staff)
2.21
In a recreation room (and not used primarily by the staff)2.41
Automotive (See Vehicular Maintenance Area above)
Convention Center—exhibit space1.45
Dormitory—living quarters0.38
Fire Station—sleeping quarters0.22
Gymnasium/fitness center
In an exercise area0.72
In a playing area1.2
healthcare facility
In an exam/treatment room1.66
In an imaging room1.51
In a medical supply room0.74
In a nursery0.88
In a nurse's station0.71
In an operating room2.48
In a patient room0.62
In a physical therapy room0.91
In a recovery room1.15
Library
In a reading area1.06
In the stacks1.71
Manufacturing facility
In a detailed manufacturing area1.29
In an equipment room0.74
In an extra high bay area (greater than 50'
floor-to-ceiling height)
1.05
In a high bay area (25-50' floor-to-ceiling
height)
1.23
In a low bay area (less than 25' floor-to-
ceiling height)
1.19
Museum
In a general exhibition area1.05
In a restoration room1.02
Performing arts theater—dressing room0.61
Post Office—Sorting Area0.94
Religious buildings
In a fellowship hall0.64
In a worship/pulpit/choir area1.53
Retail facilities
In a dressing/fitting room0.71
In a mall concourse1.1
Sports arena—playing area
For a Class I facility3.68
For a Class II facility2.4
For a Class III facility1.8
For a Class IV facility1.2
Transportation facility
In a baggage/carousel area0.53
In an airport concourse0.36
At a terminal ticket counter0.8
Warehouse—storage area
For medium to bulky, palletized items0.58
For smaller, hand-carried items0.95
  1. In cases where both a common space type and a building area specific space type are listed, the building area specific space type shall apply
  2. A 'Facility for the Visually Impaired' is a facility that is licensed or will be licensed by local or state authorities for senior long-term care, adult daycare, senior support or people with special visual needs.

C405.4.2.1 Building Area Method

AMENDMENT
This section has been amended at the state or city level.
For the Building Area Method, the interior lighting power allowance is the floor area for each building area type listed in Table C405.4.2(1) times the value from Table C405.4.2(1) for that area. For the purposes of this method, an "area" shall be defined as all contiguous spaces that accommodate or are associated with a single building area type, as listed in Table C405.4.2(1). Where this method is used to calculate the total interior lighting power for an entire building, each building area type shall be treated as a separate area. Trade-offs among building area types are permitted.
For the Space-by-Space Method, the interior lighting power allowance is determined by multiplying the floor area of each space times the value for the space type in Table C405.4.2(2) that most closely represents the proposed use of the space, and then summing the lighting power allowances for all spaces. Trade-offs among spaces are permitted.

Where using the Space-by-Space Method, an increase in the interior lighting power allowance is permitted for specific lighting functions. Additional power shall be permitted only where the specified lighting is installed and automatically controlled separately from the general lighting, to be turned off during nonbusiness hours. This additional power shall be used only for the specified luminaires and shall not be used for any other purpose. An increase in the interior lighting power allowance is permitted in the following cases:

  1. For lighting equipment to be installed in sales areas specifically to highlight merchandise, the additional lighting power shall be determined in accordance with Equation 4-10.

    (Equation 4-10)

    where:

    Retail Area 1=The floor area for all products not listed in Retail Area 2, 3 or 4.
    Retail Area 2=The floor area used for the sale of vehicles, sporting goods and small electronics.
    Retail Area 3=The floor area used for the sale of furniture, clothing, cosmetics and artwork.
    Retail Area 4=The floor area used for the sale of jewelry, crystal and china.

    Exception: Other merchandise categories are permitted to be included in Retail Areas 2 through 4, provided that justification documenting the need for additional lighting power based on visual inspection, contrast, or other critical display is approved by the code official.

  2. For spaces in which lighting is specified to be installed in addition to the general lighting for the purpose of decorative appearance or for highlighting art or exhibits, provided that the additional lighting power shall be not more than 1.0 w/ft2 (10.7 w/m2) of such spaces.

Where the power for exterior lighting is supplied through the energy service to the building, all exterior lighting shall comply with Section C405.5.1.

Exception: Where approved because of historical, safety, signage or emergency considerations.

The total exterior lighting power allowance for all exterior building applications is the sum of the base site allowance plus the individual allowances for areas that are to be illuminated and are permitted in Table C405.5.1(2) for the applicable lighting zone. Trade-offs are allowed only among exterior lighting applications listed in Table C405.5.1(2), in the Tradable Surfaces section. The lighting zone for the building exterior is determined from Table C405.5.1(1) unless otherwise specified by the local jurisdiction.

Exception: Lighting used for the following exterior applications is exempt where equipped with a control device independent of the control of the nonexempt lighting:

  1. Specialized signal, directional and marker lighting associated with transportation.
  2. Advertising signage or directional signage.
  3. Integral to equipment or instrumentation and is installed by its manufacturer.
  4. Theatrical purposes, including performance, stage, film production and video production.
  5. Athletic playing areas.
  6. Temporary lighting.
  7. Industrial production, material handling, transportation sites and associated storage areas.
  8. Theme elements in theme/amusement parks.
  9. Used to highlight features of public monuments and registered historic landmark structures or buildings.

TABLE C405.5.1(1)

EXTERIOR LIGHTING ZONES

LIGHTING
ZONE
DESCRIPTION
1Developed areas of national parks, state parks, forest
land, and rural areas
2Areas predominantly consisting of residential zoning,
neighborhood business districts, light industrial with
limited nighttime use and residential mixed-use areas
3All other areas not classified as lighting zone 1, 2 or 4
4High-activity commercial districts in major metropolitan
areas as designated by the local land use planning
authority

TABLE C405.5.1(2)

INDIVIDUAL LIGHTING POWER ALLOWANCES FOR BUILDING EXTERIORS

LIGHTING ZONES
Zone 1Zone 2Zone 3Zone 4
Base Site Allowance
(Base allowance is
usable in tradable or
nontradable surfaces.)
500 W600 W750 W1300 W
Tradable Surfaces
(Lighting power
densities for uncovered
parking areas, building
grounds, building
entrances and exits,
canopies and overhangs
and outdoor sales areas
are tradable.)
Uncovered Parking Areas
Parking areas and drives0.04 W/ft20.06 W/ft20.10 W/ft20.13 W/ft2
Building Grounds
Walkways less than
10 feet wide
0.7 W/linear foot0.7 W/linear foot0.8 W/linear foot1.0 W/linear foot
Walkways 10 feet wide
or greater, plaza areas
special feature areas
0.14 W/ft20.14 W/ft20.16 W/ft20.2 W/ft2
Stairways0.75 W/ft21.0 W/ft21.0 W/ft21.0 W/ft2
Pedestrian tunnels0.15 W/ft20.15 W/ft20.2 W/ft20.3 W/ft2
Building Entrances and Exits
Main entries20 W/linear foot
of door width
20 W/linear foot
of door width
30 W/linear foot
of door width
30 W/linear foot
of door width
Other doors20 W/linear foot
of door width
20 W/linear foot
of door width
20 W/linear foot
of door width
20 W/linear foot
of door width
Entry canopies0.25 W/ft20.25 W/ft20.4 W/ft20.4 W/ft2
Sales Canopies
Free-standing and
attached
0.6 W/ft20.6 W/ft20.8 W/ft21.0 W/ft2
Outdoor Sales
Open areas (including
vehicle sales lots)
0.25 W/ft20.25 W/ft20.5 W/ft20.7 W/ft2
Street frontage for
vehicle sales lots in
addition to "open area"
allowance
No allowance10 W/linear foot10 W/linear foot30 W/linear foot
Nontradable Surfaces
(Lighting power
density calculations
for the following
applications can be
used only for the
specific application
and cannot be traded
between surfaces or
with other exterior
lighting. The
following allowances
are in addition to any
allowance otherwise
permitted in the
"Tradable Surfaces"
section of this table.)
Building facadesNo allowance0.075 W/ft2 of gross0.113 W/ft2 of gross0.15 W/ft2 of gross
Automated teller
machines (ATM) and
night depositories
270 W per location plus
90 W per additional
ATM per location
270 W per location plus
90 W per additional
ATM per location
270 W per location plus
90 W per additional
ATM per location
270 W per location plus
90 W per additional
ATM per location
Entrances and gatehouse
inspection stations
at guarded facilities
0.75 W/ft2 of covered
and uncovered area
0.75 W/ft2 of covered
and uncovered area
0.75 W/ft2 of covered
and uncovered area
0.75 W/ft2 of covered
and uncovered area
Loading areas for law
enforcement, fire,
ambulance and other
emergency service
vehicles
0.5 W/ft2 of covered and
uncovered area
0.5 W/ft2 of covered and
uncovered area
0.5 W/ft2 of covered and
uncovered area
0.5 W/ft2 of covered and
uncovered area
Drive-up windows/doors400 W per drive-through400 W per drive-through400 W per drive-through400 W per drive-through
Parking near 24-hour
retail entrances
800 W per main entry800 W per main entry800 W per main entry800 W per main entry

For SI: 1 foot = 304.8 mm, 1 watt per square foot = W/0.0929 m2.

W = watts.

Each dwelling unit located in a Group R-2 building shall have a separate electrical meter.

Electric transformers shall meet the minimum efficiency requirements of Table C405.7 as tested and rated in accordance with the test procedure listed in DOE 10 CFR 431. The efficiency shall be verified through certification under an approved certification program or, where a certification program does not exist, the equipment efficiency ratings shall be supported by data furnished by the transformer manufacturer.

Exceptions: The following transformers are exempt:

  1. Transformers that meet the Energy Policy Act of 2005 exclusions based on the DOE 10 CFR 431 definition of special purpose applications.
  2. Transformers that meet the Energy Policy Act of 2005 exclusions that are not to be used in general purpose applications based on information provided in DOE 10 CFR 431.
  3. Transformers that meet the Energy Policy Act of 2005 exclusions with multiple voltage taps where the highest tap is at least 20 percent more than the lowest tap.
  4. Drive transformers.
  5. Rectifier transformers.
  6. Auto-transformers.
  7. Uninterruptible power system transformers.
  8. Impendance transformers.
  9. Regulating transformers.
  10. Sealed and nonventilating transformers.
  11. Machine tool transformers.
  12. Welding transformers.
  13. Grounding transformers.
  14. Testing transformers.

TABLE C405.7

MINIMUM NOMINAL EFFICIENCY LEVELS FOR 10 CFR 431 LOW-VOLTAGE DRY-TYPE DISTRIBUTION TRANSFORMERS

SINGLE-PHASE TRANSFORMERSTHREE-PHASE TRANSFORMERS
kVAaEfficiency (%)bkVAaEfficiency (%)b
1597.71597.0
2598.03097.5
37.598.24597.7
5098.37598.0
7598.5112.598.2
10098.615098.3
16798.722598.5
25098.830098.6
33398.950098.7
75098.8
100098.9
  1. kiloVolt-Amp rating.
  2. Nominal efficiencies shall be established in accordance with the DOE 10 CFR 431 test procedure for low-voltage dry-type transformers.

Electric motors shall meet the minimum efficiency requirements of Tables C405.8(1) through C405.8(4) when tested and rated in accordance with the DOE 10 CFR 431. The efficiency shall be verified through certification under an approved certification program or, where a certification program does not exist, the equipment efficiency ratings shall be supported by data furnished by the motor manufacturer.

TABLE C405.8(1)

MINIMUM NOMINAL FULL-LOAD EFFICIENCY FOR 60 HZ NEMA GENERAL PURPOSE ELECTRIC MOTORS (SUBTYPE I) RATED 600 VOLTS OR LESS (Random Wound)a

MOTOR
HORSEPOWER
NUMBER OF POLESOPEN DRIP-PROOF MOTORSTOTALLY ENCLOSED FAN-COOLED MOTORS
246246
Synchronous
Speed (RPM)
360018001200360018001200
177.085.582.577.085.582.5
1.584.086.586.584.086.587.5
285.586.587.585.586.588.5
385.589.588.586.589.589.5
586.589.589.588.589.589.5
7.588.591.090.289.591.791.0
1089.591.791.790.291.791.0
1590.293.091.791.092.491.7
2091.093.092.491.093.091.7
2591.793.693.091.793.693.0
3091.794.193.691.793.693.0
4092.494.194.192.494.194.1
5093.094.594.193.094.594.1
6093.695.094.593.695.094.5
7593.695.094.593.695.494.5
10093.695.495.094.195.495.0
12594.195.495.095.095.495.0
15094.195.895.495.095.895.8
20095.095.895.495.496.295.8
25095.095.895.495.896.295.8
30095.495.895.495.896.295.8
35095.495.895.495.896.295.8
40095.895.895.895.896.295.8
45095.896.296.295.896.295.8
50095.896.296.295.896.295.8
  1. Nominal efficiencies shall be established in accordance with DOE 10 CFR 431.

TABLE C405.8(2)

MINIMUM NOMINAL FULL-LOAD EFFICIENCY OF GENERAL PURPOSE ELECTRIC MOTORS (SUBTYPE II) AND ALL DESIGN B MOTORS GREATER THAN 200 HORSEPOWERa

MOTOR
HORSEPOWER
NUMBER OF POLESOPEN DRIP-PROOF MOTORSTOTALLY ENCLOSED FAN-COOLED MOTORS
24682468
Synchronous
Speed (RPM)
360018001200900360018001200900
1NR82.580.074.075.582.580.074.0
1.582.584.084.075.582.584.085.577.0
284.084.085.585.584.084.086.582.5
384.086.586.586.585.587.587.584.0
585.587.587.587.587.587.587.584.0
7.587.588.588.588.588.589.589.585.5
1088.589.590.289.589.589.589.588.5
1589.591.090.289.590.291.090.288.5
2090.291.091.090.290.291.090.289.5
2591.091.791.790.291.092.491.789.5
3091.092.492.491.091.092.491.791.0
4091.793.093.091.091.793.093.091.0
5092.493.093.091.792.493.093.091.7
6093.093.693.692.493.093.693.691.7
7593.094.193.693.693.094.193.693.0
10093.094.194.193.693.694.594.193.0
12593.694.594.193.694.594.594.193.6
15093.695.094.593.694.595.095.093.6
20094.595.094.593.695.095.095.094.1
25094.595.495.494.595.495.095.094.5
30095.095.495.4NR95.495.495.0NR
35095.095.495.4NR95.495.495.0NR
40095.495.4NRNR95.495.4NRNR
45095.895.8NRNR95.495.4NRNR
50095.895.8NRNR95.495.8NRNR

NR = No requirement.

  1. Nominal efficiencies shall be established in accordance with DOE 10 CFR 431.

TABLE C405.8(3)

MINIMUM AVERAGE FULL LOAD EFICIENCY POLYPHASE SMALL ELECTRIC MOTORSa

MOTOR
HORSEPOWER
OPEN MOTORS
Number of Poles246
Synchronous
Speed (RPM)
360018001200
0.2565.669.567.5
0.3369.573.471.4
0.5073.478.275.3
0.7576.881.181.7
177.083.582.5
1.584.086.583.8
285.586.5N/A
385.586.9N/A
  1. Average full load efficiencies shall be established in accordance with 10 CFR 431.

TABLE C405.8(4)

MINIMUM AVERAGE FULL LOAD EFFICIENCY FOR CAPACITOR-START CAPACITOR-RUN AND CAPACITOR-START INDUCTION-RUN SMALL ELECTRIC MOTORSa

MOTOR
HORSEPOWER
OPEN MOTORS
Number of Poles246
Synchronous
Speed (RPM)
360018001200
0.2566.668.562.2
0.3370.572.466.6
0.5072.476.276.2
0.7576.281.880.2
180.482.681.1
1.581.583.8N/A
282.984.5N/A
384.1N/AN/A
  1. Average full load efficiencies shall be established in accordance with 10 CFR 431.
Vertical and horizontal transportation systems and equipment shall comply with this section.
For the luminaires in each elevator cab, not including signals and displays, the sum of the lumens divided by the sum of the watts shall be not less than 35 lumens per watt. Ventilation fans in elevators that do not have their own air-conditioning system shall not consume more than 0.33 watts/cfm at the maximum rated speed of the fan. Controls shall be provided that will de-energize ventilation fans and lighting systems when the elevator is stopped, unoccupied and with its doors closed for over 15 minutes.
Escalators and moving walks shall comply with ASME A17.1/CSA B44 and shall have automatic controls configured to reduce speed to the minimum permitted speed in accordance with ASME A17.1/CSA B44 or applicable local code when not conveying passengers.
An escalator designed either for one-way down operation only or for reversible operation shall have a variable frequency regenerative drive that supplies electrical energy to the building electrical system when the escalator is loaded with passengers whose combined weight exceeds 750 pounds (340 kg).

Buildings shall comply with at least one of the following:

  1. More efficient HVAC performance in accordance with Section C406.2.
  2. Reduced lighting power density system in accordance with Section C406.3.
  3. Enhanced lighting controls in accordance with Section C406.4.
  4. On-site supply of renewable energy in accordance with Section C406.5.
  5. Provision of a dedicated outdoor air system for certain HVAC equipment in accordance with Section C406.6.
  6. High-efficiency service water heating in accordance with Section C406.7.
Tenant spaces shall comply with Section C406.2, C406.3, C406.4, C406.6 or C406.7. Alternatively, tenant spaces shall comply with Section C406.5 where the entire building is in compliance.

C406.2 More Efficient HVAC Equipment Performance

AMENDMENT
This section has been amended at the state or city level.
Equipment shall exceed the minimum efficiency requirements listed in Tables C403.2.3(1) through C403.2.3(7) by 10 percent, in addition to the requirements of Section C403. Where multiple performance requirements are provided, the equipment shall exceed all requirements by 10 percent. Variable refrigerant flow systems shall exceed the energy efficiency provisions of ANSI/ASHRAE/IES 90.1 by 10 percent. Equipment not listed in Tables C403.2.3(1) through C403.2.3(7) shall be limited to 10 percent of the total building system capacity.

Exemption: Steam boilers are exempt from the additional 10-percent requirements.
The total interior lighting power (watts) of the building shall be determined by using 90 percent of the lighting power values specified in Table C405.4.2(1) times the floor area for the building types, or by using 90 percent of the interior lighting power allowance calculated by the Space-by-Space Method in Section C405.4.2.

Interior lighting in the building shall have the following enhanced lighting controls that shall be located, scheduled and operated in accordance with Sections C405.2.1 through C405.2.3.

  1. Luminaires shall be capable of continuous dimming.
  2. Luminaires shall be capable of being addressed individually. Where individual addressability is not available for the luminaire class type, a controlled group of not more than four luminaries shall be allowed.
  3. Not more than eight luminaires shall be controlled together in a daylight zone.
  4. Fixtures shall be controlled through a digital control system that includes the following function:

    1. 4.1. Control reconfiguration based on digital addressability.
    2. 4.2. Load shedding.
    3. 4.3. Individual user control of overhead general illumination in open offices.
    4. 4.4. Occupancy sensors shall be capable of being reconfigured through the digital control system.
  5. Construction documents shall include submittal of a Sequence of Operations, including a specification outlining each of the functions in Item 4 of this section.
  6. Functional testing of lighting controls shall comply with Section C408.

Total minimum ratings of on-site renewable energy systems shall comply with one of the following:

  1. Provide not less than 0.50 watts per square foot (5.4 W/m2) of conditioned floor area.
  2. Provide not less than 3 percent of the energy used within the building for building mechanical and service water heating equipment and lighting regulated in Chapter 4.

C406.6 Dedicated Outdoor Air System

AMENDMENT
This section has been amended at the state or city level.
Buildings covered by Section C403.4 shall be equipped with an independent ventilation system designed to provide not less than the minimum 100-percent outdoor air to each individual occupied space, as specified by the International Mechanical Code. The ventilation system shall be capable of recovering both sensible and latent energy.

Buildings shall be of the following types to use this compliance method:

  1. Group R-1: Boarding houses, hotels or motels.
  2. Group I-2: Hospitals, psychiatric hospitals and nursing homes.
  3. Group A-2: Restaurants and banquet halls or buildings containing food preparation areas.
  4. Group F: Laundries.
  5. Group R-2: Buildings with residential occupancies.
  6. Group A-3: Health clubs and spas.
  7. Buildings showing a service hot water load of 10 percent or more of total building energy loads, as shown with an energy analysis as described in Section C407.

C406.7.1 Load Fraction

AMENDMENT
This section has been amended at the state or city level.
The building service water-heating system shall have one or more of the following that are sized to provide not less than 60 percent of hot water requirements:
  1. Waste heat recovery from service hot water, heat-recovery chillers, building equipment, process equipment, or a combined heat and power system.
  2. Solar water-heating systems.
  3. Instantaneous fuel-fired water heating systems for all fuel-fired water heating systems.
  4. Electric heat pump water heating systems.
  5. Water heating provided by geothermal heat pumps.
This section establishes criteria for compliance using total building performance. The following systems and loads shall be included in determining the total building performance: heating systems, cooling systems, service water heating, fan systems, lighting power, receptacle loads and process loads.
Compliance with this section requires that the criteria of Sections C402.5, C403.2, C404 and C405 be met.

Compliance based on total building performance requires that a proposed building (proposed design) be shown to have an annual energy cost that is less than or equal to the annual energy cost of the standard reference design. Energy prices shall be taken from a source approved by the code official, such as the Department of Energy, Energy Information Administration's State Energy Price and Expenditure Report. Code officials shall be permitted to require time-of-use pricing in energy cost calculations. Nondepletable energy collected off site shall be treated and priced the same as purchased energy. Energy from nondepletable energy sources collected on site shall be omitted from the annual energy cost of the proposed design.

Exception: Jurisdictions that require site energy (1 kWh = 3413 Btu) rather than energy cost as the metric of comparison.

Documentation verifying that the methods and accuracy of compliance software tools conform to the provisions of this section shall be provided to the code official.

Permit submittals shall include a report documenting that the proposed design has annual energy costs less than or equal to the annual energy costs of the standard reference design. The compliance documentation shall include the following information:

  1. Address of the building.
  2. An inspection checklist documenting the building component characteristics of the proposed design as specified in Table C407.5.1(1). The inspection checklist shall show the estimated annual energy cost for both the standard reference design and the proposed design.
  3. Name of individual completing the compliance report.
  4. Name and version of the compliance software tool.

The code official shall be permitted to require the following documents:

  1. Documentation of the building component characteristics of the standard reference design.
  2. Thermal zoning diagrams consisting of floor plans showing the thermal zoning scheme for standard reference design and proposed design.
  3. Input and output reports from the energy analysis simulation program containing the complete input and output files, as applicable. The output file shall include energy use totals and energy use by energy source and end-use served, total hours that space conditioning loads are not met and any errors or warning messages generated by the simulation tool as applicable.
  4. An explanation of any error or warning messages appearing in the simulation tool output.
  5. A certification signed by the builder providing the building component characteristics of the proposed design as given in Table C407.5.1(1).
Except as specified by this section, thestandard reference design and proposed design shall be configured and analyzed using identical methods and techniques.

The standard reference design and proposed design shall be configured and analyzed as specified by Table C407.5.1(1). Table C407.5.1(1) shall include by reference all notes contained in Table C402.1.4.

TABLE C407.5.1(1)
SPECIFICATIONS FOR THE STANDARD REFERENCE AND PROPOSED DESIGNS
BUILDING COMPONENT
CHARACTERISTICS
STANDARD REFERENCE DESIGN PROPOSED DESIGN
Space use classification Same as proposed The space use classification shall be chosen in accordance with Table C405.5.2 for all areas of the building covered by this permit. Where the space use classification for a building is not known, the building shall be categorized as an office building.
Roofs Type: Insulation entirely above deck As proposed
Gross area: same as proposed As proposed
U-factor: as specified in Table C402.1.4 As proposed
Solar absorptance: 0.75 As proposed
Emittance: 0.90 As proposed
Walls, above-grade Type: Mass wall where proposed wall is mass; otherwise steel-framed wall As proposed
Gross area: same as proposed As proposed
U-factor: as specified in Table C402.1.4 As proposed
Solar absorptance: 0.75 As proposed
Emittance: 0.90 As proposed
Walls, below-grade Type: Mass wall As proposed
Gross area: same as proposed As proposed
U-Factor: as specified in Table C402.1.4 with insulation layer on interior side of walls As proposed
Floors, above-grade Type: joist/framed floor As proposed
Gross area: same as proposed As proposed
U-factor: as specified in Table C402.1.4 As proposed
Floors, slab-on-grade Type: Unheated As proposed
F-factor: as specified in Table C402.1.4 As proposed
Opaque doors Type: Swinging As proposed
Area: Same as proposed As proposed
U-factor: as specified in Table C402.1.4 As proposed
Vertical fenestration other than Area
  1. The proposed glazing area; where the proposed glazing area is less than 40 percent of above-grade wall area.
  2. 40 percent of above-grade wall area; where the proposed glazing areais 40 percent or more of the above-grade wall area.
As proposed
U-factor: as specified in Table C402.4 As proposed
SHGC: as specified in Table C402.4 except that for climates with no requirement (NR) SHGC = 0.40 shall be used As proposed
External shading and PF: None As proposed
Skylights Area
  1. The proposed skylight area; where the proposed skylight area is less than 3 percent of gross area of roof assembly.
  2. 3 percent of gross area of roof assembly; where the proposed skylight area is 3 percent or more of gross area of roof assembly
As proposed
U-factor: as specified in Table C402.4 As proposed
SHGC: as specified in Table C402.4 except that for climates with no requirement (NR) SHGC = 0.40 shall be used. As proposed
Lighting, interior The interior lighting power shall be determined in accordance with Section C405.4.2. Where the occupancy of the building is not known, the lighting power density shall be 1.0 Watt per square foot (10.7 W/
m2) based on the categorization of buildings with unknown space classification as offices.
As proposed
Lighting, exterior The lighting power shall be determined in accordance with Table C405.5.2(2). Areas and dimensions of tradable and nontradable
surfaces shall be the same as proposed.
As proposed
Internal gains Same as proposed Receptacle, motor and process loads shall be modeled and estimated based on the space use classification. All end-use load components within and associated with the building shall be modeled to include, but not be limited to, the following: exhaust fans, parking garage ventilation fans, exterior building lighting, swimming pool heaters and pumps, elevators, escalators, refrigeration equipment and cooking equipment.
Schedules Same as proposed Operating schedules shall include hourly profiles for daily operation and shall account for variations
between weekdays, weekends, holidays and any seasonal operation. Schedules shall model the time-dependent variations in occupancy, illumination, receptacle loads, thermostat settings, mechanical ventilation, HVAC equipment availability, service hot water usage and any process loads. The schedules shall be typical of the proposed building type as determined by the designer and approved by the jurisdiction.
Mechanical ventilation Same as proposed As proposed, in accordance with Section C403.2.6.
Heating systems Fuel type: same as proposed design As proposed
Equipment typea: as specified in Tables C407.5.1(2) and C407.5.1(3) As proposed
Efficiency: as specified in Tables C403.2.3(4) and C403.2.3(5) As proposed
Capacityb: sized proportionally to the capacities in the proposed design based on sizing runs, and shall be established such that no smaller
number of unmet heating load hours and no larger heating capacity safety factors are provided than in the proposed design.
As proposed
Cooling systems Fuel type: same as proposed design As proposed
Equipment typec: as specified in Tables C407.5.1(2) and C407.5.1(3) As proposed
Efficiency: as specified in Tables C403.2.3(1), C403.2.3(2) and C403.2.3(3) As proposed
Capacityb: sized proportionally to the capacities in the proposed design based on sizing runs, and shall be established such that no smaller
number of unmet cooling load hours and no larger cooling capacity safety factors are provided than in the proposed design.
As proposed
Economizerd: same as proposed, in accordance with Section C403.3. As proposed
Service water heatinge Fuel type: same as proposed As proposed
Efficiency: as specified in Table C404.2 For Group R, as proposed multiplied by SWHF. For other than Group R, as proposed multiplied by efficiency as provided by the manufacturer of the DWHR unit.
Capacity: same as proposed As proposed
Where no service water hot water system exists or is specified in the proposed design, no service hot water heating shall be modeled.

SWHF = Service water heat recovery factor, DWHR = Drain water heat recovery.

  1. Where no heating system exists or has been specified, the heating system shall be modeled as fossil fuel. The system characteristics shall be identical in both the standard reference design and proposed design.
  2. The ratio between the capacities used in the annual simulations and the capacities determined by sizing runs shall be the same for both the standard reference design and proposed design.
  3. Where no cooling system exists or no cooling system has been specified, the cooling system shall be modeled as an air-cooled single-zone system, one unit per thermal zone. The system characteristics shall be identical in both the standard reference design and proposed design.
  4. If an economizer is required in accordance with Table C403.3 and where no economizer exists or is specified in the proposed design, then a supply-air economizer shall be provided in the standard reference design in accordance with Section C403.3.
  5. The SWHF shall be applied as follows:

    1. Where potable water from the DWHR unit supplies not less than one shower and not greater than two showers, of which the drain water from the same showers flows through the DWHR unit then SWHF = [1 (DWHR unit efficiency 0.36)].
    2. Where potable water from the DWHR unit supplies not less than three showers and not greater than four showers, of which the drain water from the same showers flows through the DWHR unit then SWHF = [1 (DWHR unit efficiency 0.33)].
    3. Where potable water from the DWHR unit supplies not less than five showers and not greater than six showers, of which the drain water from the same showers flows through the DWHR unit, then SWHF = [1 (DWHR unit efficiency 0.26)].
    4. Where Items 1 through 3 are not met, SWHF = 1.0.
TABLE C407.5.1(2)
HVAC SYSTEMS MAP
CONDENSER COOLING
SOURCEa
HEATING SYSTEM
CLASSIFICATIONb
STANDARD REFERENCE DESIGN HVC SYSTEM TYPEc
Single-zone Residential
System
Single-zone Nonresidential
System
All Other
Water/ground Electric resistance System 5 System 5 System 1
Heat pump System 6 System 6 System 6
Fossil fuel System 7 System 7 System 2
Air/none Electric resistance System 8 System 9 System 3
Heat pump System 8 System 9 System 3
Fossil fuel System 10 System 11 System 4
  1. Select "water/ground" where the proposed design system condenser is water or evaporatively cooled; select "air/none" where the condenser is air cooled. Closed-circuit dry coolers shall be considered air cooled. Systems utilizing district cooling shall be treated as if the condenser water type were "water." Where no mechanical cooling is specified or the mechanical cooling system in the proposed design does not require heat rejection, the system shall be treated as if the condenser water type were "Air." For proposed designs with ground-source or groundwater-source heat pumps, the standard reference design HVAC system shall be water-source heat pump (System 6).
  2. Select the path that corresponds to the proposed design heat source: electric resistance, heat pump (including air source and water source), or fuel fired. Systems utilizing district heating (steam or hot water) and systems with no heating capability shall be treated as if the heating system type were "fossil fuel." For systems with mixed fuel heating sources, the system or systems that use the secondary heating source type (the one with the smallest total installed output capacity for the spaces served by the system) shall be modeled identically in the standard reference design and the primary heating source type shall be used to determine standard reference design HVAC system type.
  3. Select the standard reference design HVAC system category: The system under "single-zone residential system" shall be selected where the HVAC system in the proposed design is a single-zone system and serves a residential space. The system under "single-zone nonresidential system" shall be selected where the HVAC system in the proposed design is a single-zone system and serves other than residential spaces. The system under "all other" shall be selected for all other cases.

TABLE C407.5.1(3)
SPECIFICATIONS FOR THE STANDARD REFERENCE DESIGN HVAC SYSTEM DESCRIPTIONS

SYSTEM NO. SYSTEM TYPE FAN CONTROL COOLING TYPE HEATING TYPE
1 Variable air volume with parallel fan-powered boxesa VAVd Chilled watere Electric resistance
2 Variable air volume with reheatb VAVd Chilled watere Hot water fossil fuel boilerf
3 Packaged variable air volume with parallel fan-
powered boxesa
VAVd Direct expansionc Electric resistance
4 Packaged variable air volume with reheatb VAVd Direct expansionc Hot water fossil fuel boilerf
5 Two-pipe fan coil Constant volumei Chilled watere Electric resistance
6 Water-source heat pump Constant volumei Direct expansionc Electric heat pump and boilerg
7 Four-pipe fan coil Constant volumei Chilled watere Hot water fossil fuel boilerf
8 Packaged terminal heat pump Constant volumei Direct expansionc Electric heat pumph
9 Packaged rooftop heat pump Constant volumei Direct expansionc Electric heat pumph
10 Packaged terminal air conditioner Constant volumei Direct expansion Hot water fossil fuel boilerf
11 Packaged rooftop air conditioner Constant volumei Direct expansion Fossil fuel furnace

For SI: 1 foot = 304.8 mm, 1 cfm/ft2 = 0.4719 L/s, 1 Btu/h = 0.293/W, °C = [(°F) -32/1.8].

  1. VAV with parallel boxes: Fans in parallel VAV fan-powered boxes shall be sized for 50 percent of the peak design flow rate and shall be modeled with 0.35 W/cfm fan power. Minimum volume setpoints for fan-powered boxes shall be equal to the minimum rate for the space required for ventilation consistent with Section C403.4.4, Exception 4. Supply air temperature setpoint shall be constant at the design condition.
  2. VAV with reheat: Minimum volume setpoints for VAV reheat boxes shall be 0.4 cfm/ft2 of floor area. Supply air temperature shall be reset based on zone demand from the design temperature difference to a 10°F temperature difference under minimum load conditions. Design airflow rates shall be sized for the reset supply air temperature, i.e., a 10°F temperature difference.
  3. Direct expansion: The fuel type for the cooling system shall match that of the cooling system in the proposed design.
  4. VAV: Where the proposed design system has a supply, return or relief fan motor 25 hp or larger, the corresponding fan in the VAV system of the standard reference design shall be modeled assuming a variable-speed drive. For smaller fans, a forward-curved centrifugal fan with inlet vanes shall be modeled. Where the proposed design's system has a direct digital control system at the zone level, static pressure setpoint reset based on zone requirements in accordance with Section C403.4.1 shall be modeled.
  5. Chilled water: For systems using purchased chilled water, the chillers are not explicitly modeled and chilled water costs shall be based as determined in Sections C407.3 and C407.5.2. Otherwise, the standard reference design's chiller plant shall be modeled with chillers having the number as indicated in Table C407.5.1(4) as a function of standard reference building chiller plant load and type as indicated in Table C407.5.1(5) as a function of individual chiller load. Where chiller fuel source is mixed, the system in the standard reference design shall have chillers with the same fuel types and with capacities having the same proportional capacity as the proposed design's chillers for each fuel type. Chilled water supply temperature shall be modeled at 44°F design supply temperature and 56°F return temperature. Piping losses shall not be modeled in either building model. Chilled water supply water temperature shall be reset in accordance with Section C403.4.3.3. Pump system power for each pumping system shall be the same as the proposed design; where the proposed design has no chilled water pumps, the standard reference design pump power shall be 22 W/gpm (equal to a pump operating against a 75-foot head, 65-percent combined impeller and motor efficiency). The chilled water system shall be modeled as primary-only variable flow with flow maintained at the design rate through each chiller using a bypass. Chilled water pumps shall be modeled as riding the pump curve or with variable-speed drives when required in Section C403.4.3.3. The heat rejection device shall be an axial fan cooling tower with two-speed fans where required in Section C403.4.3. Condenser water design supply temperature shall be 85°F or 10°F approach to design wet-bulb temperature, whichever is lower, with a design temperature rise of 10°F. The tower shall be controlled to maintain a 70°F leaving water temperature where weather permits, floating up to leaving water temperature at design conditions. Pump system power for each pumping system shall be the same as the proposed design; where the proposed design has no condenser water pumps, the standard reference design pump power shall be 19 W/gpm (equal to a pump operating against a 60-foot head, 60-percent combined impeller and motor efficiency). Each chiller shall be modeled with separate condenser water and chilled water pumps interlocked to operate with the associated chiller.
  6. Fossil fuel boiler: For systems using purchased hot water or steam, the boilers are not explicitly modeled and hot water or steam costs shall be based on actual utility rates. Otherwise, the boiler plant shall use the same fuel as the proposed design and shall be natural draft. The standard reference design boiler plant shall be modeled with a single boiler where the standard reference design plant load is 600,000 Btu/h and less and with two equally sized boilers for plant capacities exceeding 600,000 Btu/h. Boilers shall be staged as required by the load. Hot water supply temperature shall be modeled at 180°F design supply temperature and 130°F return temperature. Piping losses shall not be modeled in either building model. Hot water supply water temperature shall be reset in accordance with Section C403.4.3.3. Pump system power for each pumping system shall be the same as the proposed design; where the proposed design has no hot water pumps, the standard reference design pump power shall be 19 W/gpm (equal to a pump operating against a 60-foot head, 60-percent combined impeller and motor efficiency). The hot water system shall be modeled as primary only with continuous variable flow. Hot water pumps shall be modeled as riding the pump curve or with variable speed drives when required by Section C403.4.3.3.
  7. Electric heat pump and boiler: Water-source heat pumps shall be connected to a common heat pump water loop controlled to maintain temperatures between 60°F and 90°F. Heat rejection from the loop shall be provided by an axial fan closed-circuit evaporative fluid cooler with two-speed fans where required in Section C403.4.1. Heat addition to the loop shall be provided by a boiler that uses the same fuel as the proposed design and shall be natural draft. Where no boilers exist in the proposed design, the standard reference building boilers shall be fossil fuel. The standard reference design boiler plant shall be modeled with a single boiler where the standard reference design plant load is 600,000 Btu/h or less and with two equally sized boilers for plant capacities exceeding 600,000 Btu/h. Boilers shall be staged as required by the load. Piping losses shall not be modeled in either building model. Pump system power shall be the same as the proposed design; where the proposed design has no pumps, the standard reference design pump power shall be 22 W/gpm, which is equal to a pump operating against a 75-foot head, with a 65-percent combined impeller and motor efficiency. Loop flow shall be variable with flow shutoff at each heat pump when its compressor cycles off as required by Section C403.4.3.3. Loop pumps shall be modeled as riding the pump curve or with variable speed drives when required by Section C403.4.3.3.
  8. Electric heat pump: Electric air-source heat pumps shall be modeled with electric auxiliary heat. The system shall be controlled with a multistage space thermostat and an outdoor air thermostat wired to energize auxiliary heat only on the last thermostat stage and when outdoor air temperature is less than 40°F.
  9. Constant volume: Fans shall be controlled in the same manner as in the proposed design; i.e., fan operation whenever the space is occupied or fan operation cycled on calls for heating and cooling. Where the fan is modeled as cycling and the fan energy is included in the energy efficiency rating of the equipment, fan energy shall not be modeled explicitly.

TABLE C407.5.1(4)
NUMBER OF CHILLERS

TOTAL CHILLER PLANT CAPACITY NUMBER OF CHILLERS
≤ 300 tons 1
> 300 tons, < 600 tons 2, sized equally
≥ 600 tons 2 minimum, with chillers added so that no chiller is larger than 800 tons, all sized equally

For SI: 1 ton = 3517 W.

TABLE C407.5.1(5)
WATER CHILLER TYPES

INDIVIDUAL CHILLER PLANT CAPACITY ELECTRIC CHILLER TYPE FOSSIL FUEL CHILLER TYPE
≤ 100 tons Reciprocating Single-effect absorption, direct fired
> 100 tons,
< 300 tons
Screw Double-effect absorption, direct fired
≥ 300 tons Centrifugal Double-effect absorption, direct fired

For SI: 1 ton = 3517 W.

The standard reference design and proposed design shall be analyzed using identical thermal blocks as specified in Section C407.5.2.1, C407.5.2.2 or C407.5.2.3.

Where HVAC zones are defined on HVAC design drawings, each HVAC zone shall be modeled as a separate thermal block.


Exception: Different HVAC zones shall be allowed to be combined to create a single thermal block or identical thermal blocks to which multipliers are applied provided:

  1. The space use classification is the same throughout the thermal block.
  2. All HVAC zones in the thermal block that are adjacent to glazed exterior walls face the same orientation or their orientations are within 45 degrees (0.79 rad) of each other.
  3. All of the zones are served by the same HVAC system or by the same kind of HVAC system.

Where HVAC zones have not yet been designed, thermal blocks shall be defined based on similar internal load densities, occupancy, lighting, thermal and temperature schedules, and in combination with the following guidelines:

  1. Separate thermal blocks shall be assumed for interior and perimeter spaces. Interior spaces shall be those located more than 15 feet (4572 mm) from an exterior wall. Perimeter spaces shall be those located closer than 15 feet (4572 mm) from an exterior wall.
  2. Separate thermal blocks shall be assumed for spaces adjacent to glazed exterior walls: a separate zone shall be provided for each orientation, except orientations that differ by not more than 45 degrees (0.79 rad) shall be permitted to be considered to be the same orientation. Each zone shall include floor area that is 15 feet (4572 mm) or less from a glazed perimeter wall, except that floor area within 15 feet (4572 mm) of glazed perimeter walls having more than one orientation shall be divided proportionately between zones.
  3. Separate thermal blocks shall be assumed for spaces having floors that are in contact with the ground or exposed to ambient conditions from zones that do not share these features.
  4. Separate thermal blocks shall be assumed for spaces having exterior ceiling or roof assemblies from zones that do not share these features.
Residential spaces shall be modeled using one thermal block per space except that those facing the same orientations are permitted to be combined into one thermal block. Corner units and units with roof or floor loads shall only be combined with units sharing these features.

Calculation procedures used to comply with this section shall be software tools capable of calculating the annual energy consumption of all building elements that differ between the standard reference design and the proposed design and shall include the following capabilities.

  1. Building operation for a full calendar year (8,760 hours).
  2. Climate data for a full calendar year (8,760 hours) and shall reflect approved coincident hourly data for temperature, solar radiation, humidity and wind speed for the building location.
  3. Ten or more thermal zones.
  4. Thermal mass effects.
  5. Hourly variations in occupancy, illumination, receptacle loads, thermostat settings, mechanical ventilation, HVAC equipment availability, service hot water usage and any process loads.
  6. Part-load performance curves for mechanical equipment.
  7. Capacity and efficiency correction curves for mechanical heating and cooling equipment.
  8. Printed code official inspection checklist listing each of the proposed design component characteristics from Table C407.5.1(1) determined by the analysis to provide compliance, along with their respective performance ratings including, but not limited to, R-value, U-factor, SHGC, HSPF, AFUE, SEER, EF.
Performance analysis tools complying with the applicable subsections of Section C407 and tested according to ASHRAE Standard 140 shall be permitted to beapproved. Tools are permitted to be approved based on meeting a specified threshold for a jurisdiction. The code official shall be permitted to approve tools for a specified application or limited scope.
Where calculations require input values not specified by Sections C402, C403, C404 and C405, those input values shall be taken from anapproved source.

Where the simulation program does not model a design, material or device of the proposed design, an exceptional calculation method shall be used where approved by the code official. Where there are multiple designs, materials or devices that the simulation program does not model, each shall be calculated separately and exceptional savings determined for each. The total exceptional savings shall not constitute more than half of the difference between the baseline building performance and the proposed building performance. Applications for approval of an exceptional method shall include all of the following:

  1. Step-by-step documentation of the exceptional calculation method performed, detailed enough to reproduce the results.
  2. Copies of all spreadsheets used to perform the calculations.
  3. A sensitivity analysis of energy consumption where each of the input parameters is varied from half to double the value assumed.
  4. The calculations shall be performed on a time step basis consistent with the simulation program used.
  5. The performance rating calculated with and without the exceptional calculation method.

C408.1 General

AMENDMENT
This section has been amended at the state or city level.
This section covers the commissioning of the building mechanical systems in Section C403, service water heating systems in Section C404 and electrical power and lighting systems in Section C405. Buildings less than or equal to 10,000 square feet (929 m2) of conditioned floor area are exempt from commissioning requirements. Prior to the issuance of Certificate of Occupancy, a registered design professional shall provide a statement of system commissioning to the code official and facility owner in accordance with the provisions of this section (see Appendix C1). Items identified as deferred tests, including tests that cannot be performed because of climatic conditions, or other noted deficiencies associated with commissioning in Appendix C1 shall not prevent a certificate of occupancy from being issued.

Exception: The mechanical, electrical or plumbing contractor will be allowed to prepare the statement of system commissioning when a building permit is issued for a project without the seal of a registered design professional as allowed by an exemption under North Carolina Administrative Code and Policies, Section 204.3.5.

C408.2 Mechanical Systems and Service Water-Heating Systems Commissioning and Completion Requirements

AMENDMENT
This section has been amended at the state or city level.

Construction document notes shall clearly indicate provisions for commissioning and completion requirements in accordance with this section and are permitted to refer to specifications for further requirements. Copies of all documentation shall be given to the owner or owner's authorized agent in accordance with Section C408.2.5.


Exceptions: The following systems are exempt:

  1. Deleted.
  2. Systems included in Section C403.3 that serve individual dwelling units and sleeping units.

C408.2.1 Commissioning Plan

AMENDMENT
This section has been amended at the state or city level.

A commissioning plan shall be developed by a North Carolina registered design professional and shall include the following items:

  1. A narrative description of the activities that will be accomplished during each phase of commissioning, including the personnel intended to accomplish each of the activities.
  2. A listing of the specific equipment, appliances or systems to be tested and a description of the tests to be performed.
  3. Functions to be tested including, but not limited to, calibrations and economizer controls.
  4. Conditions under which the test will be performed. Testing shall affirm winter and summer design conditions and full outside air conditions.
  5. Measurable criteria for performance.
HVAC systems shall be balanced in accordance with generally accepted engineering standards. Air and water flow rates shall be measured and adjusted to deliver final flow rates within the tolerances provided in the product specifications. Test and balance activities shall include air system and hydronic system balancing.

Each supply air outlet and zone terminal device shall be equipped with means for air balancing in accordance with the requirements of Chapter 6 of the International Mechanical Code. Discharge dampers used for air-system balancing are prohibited on constant-volume fans and variable-volume fans with motors 10 hp (18.6 kW) and larger. Air systems shall be balanced in a manner to first minimize throttling losses then, for fans with system power of greater than 1 hp (0.746 kW), fan speed shall be adjusted to meet design flow conditions.

Exception: Fans with fan motors of 1 hp (0.74 kW) or less are not required to be provided with a means for air balancing.

Individual hydronic heating and cooling coils shall be equipped with means for balancing and measuring flow. Hydronic systems shall be proportionately balanced in a manner to first minimize throttling losses, then the pump impeller shall be trimmed or pump speed shall be adjusted to meet design flow conditions. Each hydronic system shall have either the capability to measure pressure across the pump, or test ports at each side of each pump.

Exceptions: The following equipment is not required to be equipped with a means for balancing or measuring flow:

  1. Pumps with pump motors of 5 hp (3.7 kW) or less.
  2. Where throttling results in no greater than 5 percent of the nameplate horsepower draw above that required if the impeller were trimmed.
Functional performance testing specified in Sections C408.2.3.1 through C408.2.3.3 shall be conducted.

C408.2.3.1 Equipment

AMENDMENT
This section has been amended at the state or city level.

Equipment functional performance testing shall demonstrate the installation and operation of components, systems, and system-to-system interfacing relationships in accordance with approved plans and specifications such that operation, function, and maintenance serviceability for each of the commissioned systems is confirmed. Testing shall include all modes and sequence of operation, including the following:

  1. All modes as described in the sequence of operation.
  2. Redundant or automatic back-up mode.
  3. Performance of alarms.
  4. Mode of operation upon a loss of power and restoration of power.

Exception: Unitary or packaged HVAC equipment listed in Tables C403.2.3(1) through C403.2.3(3) that do not require supply air economizers.

HVAC and service water-heating control systems shall be tested to document that control devices, components, equipment and systems are calibrated and adjusted and operate in accordance with approved plans and specifications. Sequences of operation shall be functionally tested to document they operate in accordance withapproved plans and specifications.

C408.2.3.3 Economizers

AMENDMENT
This section has been amended at the state or city level.
Air economizers shall undergo a functional test to determine that they operate in accordance with construction documents.

C408.2.4 Preliminary Commissioning Report

AMENDMENT
This section has been amended at the state or city level.

C408.2.4.1 Acceptance of Report

AMENDMENT
This section has been amended at the state or city level.

C408.2.4.2 Copy of Report

AMENDMENT
This section has been amended at the state or city level.

C408.2.5 Documentation Requirements

AMENDMENT
This section has been amended at the state or city level.
The construction documents shall specify that the documents described in this section be provided to the building owner or owner's authorized agent.

C408.2.5.1 Drawings

AMENDMENT
This section has been amended at the state or city level.

An operating and maintenance manual shall be provided and include all of the following:

  1. Submittal data stating equipment size and selected options for each piece of equipment requiring maintenance.
  2. Manufacturer's operation manuals and maintenance manuals for each piece of equipment requiring maintenance, except equipment not furnished as part of the project. Required routine maintenance actions shall be clearly identified.
  3. Name and address of at least one service agency.
  4. HVAC and service hot water controls system maintenance and calibration information, including wiring diagrams, schematics and control sequence descriptions. Desired or field-determined set points shall be permanently recorded on control drawings at control devices or, for digital control systems, in system programming instructions.
  5. Submittal data indicating all selected options for each piece of lighting equipment and lighting controls.
  6. Operation and maintenance manuals for each piece of lighting equipment. Required routine maintenance actions, cleaning and recommended relamping shall be clearly identified.
  7. A schedule for inspecting and recalibrating all lighting controls.
  8. A narrative of how each system is intended to operate, including recommended set points.

C408.2.5.3 System Balancing Test and Balance Report

AMENDMENT
This section has been amended at the state or city level.
A written report describing the activities and measurements completed in accordance with Section C408.2.2.

C408.2.5.4 Final Commissioning Report

AMENDMENT
This section has been amended at the state or city level.

C408.3 Lighting System Functional Testing

AMENDMENT
This section has been amended at the state or city level.
Functional performance testing specified in Sections C408.3.1 and C408.3.1.1 through C408.3.1.3 shall be conducted. Manuals shall be provided in accordance with Section C408.3.2.

C408.3.1 Functional Testing

AMENDMENT
This section has been amended at the state or city level.
The lighting control systems shall be tested to ensure that control hardware and software are calibrated, adjusted, programmed and in proper working condition in accordance with the construction documents and manufacturer's instructions. Functional testing shall be in accordance with Sections C408.3.1.1 and C408.3.1.2 for the applicable control type.

Where occupant sensor controls are provided, the following procedures shall be performed:

  1. Certify that the occupant sensor has been located and aimed in accordance with manufacturer recommendations.
  2. For projects with seven or fewer occupant sensors, each sensor shall be tested.
  3. For projects with more than seven occupant sensors, testing shall be done for each unique combination of sensor type and space geometry. Where multiples of each unique combination of sensor type and space geometry are provided, not less than 10 percent, but in no case less than one, of each combination shall be tested unless the code official or design professional requires a higher percentage to be tested. Where 30 percent or more of the tested controls fail, all remaining identical combinations shall be tested.

    For occupant sensor controls to be tested, verify the following:

    1. 3.1. Where occupant sensor controls include status indicators, verify correct operation.
    2. 3.2. The controlled lights turn off or down to the permitted level within the required time.
    3. 3.3. For auto-on occupant sensor controls, the lights turn on to the permitted level when an occupant enters the space.
    4. 3.4. For manual-on occupant sensor controls, the lights turn on only when manually activated.
    5. 3.5. The lights are not incorrectly turned on by movement in adjacent areas or by HVAC operation.

Where time-switch controls are provided, the following procedures shall be performed:

  1. Confirm that the time-switch control is programmed with accurate weekday, weekend and holiday schedules.
  2. Provide documentation to the owner of time-switch controls programming including weekday, weekend, holiday schedules, and set-up and preference program settings.
  3. Verify the correct time and date in the time switch.
  4. Verify that any battery back-up is installed and energized.
  5. Verify that the override time limit is set to not more than 2 hours.
  6. Simulate occupied condition. Verify and document the following:

    1. 6.1. All lights can be turned on and off by their respective area control switch.
    2. 6.2. The switch only operates lighting in the enclosed space in which the switch is located.
  7. Simulate unoccupied condition. Verify and document the following:

    1. 7.1. Nonexempt lighting turns off.
    2. 7.2. Manual override switch allows only the lights in the enclosed space where the override switch is located to turn on or remain on until the next scheduled shutoff occurs.
  8. Additional testing as specified by the registered design professional.

Where daylight responsive controls are provided, the following shall be verified:

  1. Control devices have been properly located, field calibrated and set for accurate setpoints and threshold light levels.
  2. Daylight controlled lighting loads adjust to light level set points in response to available daylight.
  3. The locations of calibration adjustment equipment are readily accessible only to authorized personnel.

C408.3.2 Documentation Requirements

AMENDMENT
This section has been amended at the state or city level.

C408.3.2 Manuals

AMENDMENT
This section has been amended at the state or city level.
An operating and maintenance manual shall be provided and include all of the following:
  1. Submittal data indicating all selected options for each piece of lighting equipment and lighting controls.
  2. Operation and maintenance manuals for each piece of lighting equipment. Required routine maintenance actions, cleaning and recommended relamping shall be clearly identified.
  3. A schedule for inspecting and recalibrating all lighting controls.
  4. A narrative of how each system is intended to operate, including recommended set points.

C408.4 Documentation Requirements

AMENDMENT
This section has been amended at the state or city level.
Prior to the issuance of Certificate of Occupancy, a registered design professional shall provide a statement of system commissioning to the code official and facility owner in accordance with the provisions of this section (see Appendix C1). Items identified as deferred tests, including tests that cannot be performed because of climatic conditions, or other noted deficiencies associated with commissioning in Appendix C1 shall not prevent a certificate of occupancy from being issued.

Exception: The mechanical, electrical or plumbing contractor will be allowed to prepare the statement of system commissioning when a building permit is issued for a project without the seal of a licensed design professional as allowed by an exemption under North Carolina State Building Administrative Code and Policies, Section 204.3.5.
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