Chapter 1 General Requirements

Chapter 2 Definitions

Chapter 3 Prescriptive Compliance Method

Chapter 4 Classification of Work

Chapter 5 Repairs

Chapter 6 Alterations - Level 1

Chapter 7 Alterations - Level 2

Chapter 8 Alterations - Level 3

Chapter 9 Change of Occupancy

Chapter 10 Additions

Chapter 11 Historic Buildings

Chapter 12 Relocated or Moved Buildings

Chapter 13 Performance Compliance Methods

Chapter 14 Construction Safeguards

Chapter 15 Referenced Standards

Appendix A Referenced Standards

Chapter A1 Seismic Strengthening Provisions for Unreinforced Masonry Bearing Wall Buildings

Chapter A2 Earthquake Hazard Reduction in Existing Reinforced Concrete and Reinforced Masonry Wall Buildings With Flexible Diaphragms

Chapter A3 Prescriptive Provisions for Seismic Strengthening of Cripple Walls and Sill Plate Anchorage of Light‚ Wood-Frame Residential Buildings

Chapter A4 Earthquake Hazard Reduction in Existing Wood-Frame Residential Buildings With Soft‚ Weak or Open-Front Walls

Chapter A5 Earthquake Hazard Reduction in Existing Concrete Buildings and Concrete With Masonry Infill Buildings

Appendix B Reserved

The purpose of this chapter is to promote public safety and welfare by reducing the risk of death or injury that may result from the effects of earthquakes on reinforced concrete and reinforced masonry wall buildings with flexible diaphragms. Based on past earthquakes, these buildings have been categorized as being potentially hazardous and prone to significant damage, including possible collapse in a moderate to major earthquake. The provisions of this chapter are minimum standards for structural seismic resistance established primarily to reduce the risk of life loss or injury on both subject and adjacent properties. These provisions will not necessarily prevent loss of life or injury, or prevent earthquake damage to an existing building that complies with these standards.
The provisions of this chapter shall apply to wall anchorage systems that resist out-of-plane forces in existing reinforced concrete or reinforced masonry buildings with flexible diaphragms. Wall anchorage systems that were designed and constructed in accordance with the 2003 Building Code of New York State and subsequent editions of the Building Code of New York State shall be deemed to comply with these provisions.
For the purpose of this chapter, the applicable definitions in Chapters 16, 19, 21, 22 and 23 of the Building Code of New York State and the following shall apply:

Roofs and floors including, but not limited to, those sheathed with plywood, wood decking (1-by or 2-by) or metal decks without concrete topping slabs.
For the purpose of this chapter, the applicable symbols and notations in the Building Code of New York State shall apply.
The seismic-resisting elements specified in this chapter shall comply with provisions of Chapter 16 of the building code, except as modified herein.
Alterations and repairs required to meet the provisions of this chapter shall comply with applicable structural requirements of the building code unless specifically modified in this chapter.
The plans shall accurately reflect the results of the engineering investigation and design and shall show all pertinent dimensions and sizes for plan review and construction. The following shall be provided:

1. Floor plans and roof plans shall show existing framing construction, diaphragm construction, proposed wall anchors, cross-ties and collectors. Existing nailing, anchors, cross-ties and collectors shall also be shown on the plans if they are considered part of the lateral-force-resisting systems.
2. At elevations where there are alterations or damage, details shall show roof and floor heights, dimensions of openings, location and extent of existing damage and proposed repair.
3. Typical wall panel details and sections with panel thickness, height, pilasters and location of anchors shall be provided.
4. Details shall include existing and new anchors and the method of developing anchor forces into the diaphragm framing, existing and/or new cross-ties, and existing and/or new or improved support of roof and floor girders at pilasters or walls.
5. The basis for design and the building code used for the design shall be stated on the plans.
Structural observation, in accordance with Section 1709 of the Building Code of New York State, shall be required for all structures in which seismic retrofit is being performed in accordance with this chapter. Structural observation shall include visual observation of work for conformance with the approved construction documents and confirmation of existing conditions assumed during design.

Structural testing and inspection for new construction materials shall be in accordance with the building code, except as modified by this chapter.
Concrete and masonry walls shall be anchored to all floors and roofs that provide lateral support for the wall. The anchorage shall provide a positive direct connection between the wall and floor or roof construction capable of resisting 75 percent of the horizontal forces specified in the building code.
The steel elements of the wall anchorage system shall be designed in accordance with the Building Code of New York State without the use of the 1.33 short duration allowable stress increase when using allowable stress design.

Wall anchors shall be provided to resist out-of-plane forces, independent of existing shear anchors.

Existing cast-in-place shear anchors may be used as wall anchors if the tie element can be readily attached to the anchors and if the engineer or architect can establish tension values for the existing anchors through the use of approved as-built plans or testing and through analysis showing that the bolts are capable of resisting the total shear load (including dead load) while being acted upon by the maximum tension force due to an earthquake. Criteria for analysis and testing shall be determined by the code enforcemen official.

Expansion anchors are only allowed with special inspection and approved testing for seismic loading.

Attaching the edge of plywood sheathing to steel ledgers is not considered compliant with the positive anchoring requirements of this chapter. Attaching the edge of steel decks to steel ledgers is not considered as providing the positive anchorage of this chapter unless testing and/or analysis are performed to establish shear values for the attachment perpendicular to the edge of the deck. Where steel decking is used as a wall anchor system, the existing connections shall be subject to field verification and the new connections shall be subject to special inspection.
Development of anchor loads into roof and floor diaphragms shall comply with the building code using horizontal forces that are 75 percent of those used for new construction.

If continuously tied girders are present, the maximum spacing of the continuity ties is the greater of the girder spacing or 24 feet (7315 mm).

In wood diaphragms, anchorage shall not be accomplished by use of toenails or nails subject to withdrawal. Wood ledgers, top plates or framing shall not be used in cross-grain bending or cross-grain tension. The continuous ties required in Chapter 16 of the building code shall be in addition to the diaphragm sheathing.

Lengths of development of anchor loads in wood diaphragms shall be based on existing field nailing of the sheathing unless existing edge nailing is positively identified on the original construction plans or at the site.
If collectors are not present at reentrant corners, they shall be provided. New collectors shall be designed for the capacity required to develop into the diaphragm a force equal to the lesser of the rocking or shear capacity of the reentrant wall or the tributary shear. The capacity of the collector need not exceed the capacity of the diaphragm to deliver loads to the collector. A connection shall be provided from the collector to the reentrant wall to transfer the full collector force (load). If a truss or beam other than a rafter or purlin is supported by the reentrant wall or by a column integral with the reentrant wall, then an independent secondary column is required to support the roof or floor members whenever rocking or shear capacity of the reentrant wall is less than the tributary shear.
Anchorage at pilasters shall be designed for the tributary wall-anchoring load per Section A206.1, considering the wall as a two-way slab. The edges of the two-way slab shall be considered fixed when there is continuity at pilasters and shall be considered pinned at roof and floor. The pilasters or the walls immediately adjacent to the pilasters shall be anchored directly to the roof framing such that the existing vertical anchor bolts at the top of the pilasters are bypassed without permitting tension or shear failure at the top of the pilasters.

If existing vertical anchor bolts at the top of the pilasters are used for the anchorage, additional exterior confinement shall be provided as required to resist the total anchorage force.

The minimum anchorage force at a floor or roof between the pilasters shall be that specified in Section A206.1.
Symmetry of wall anchorage and continuity connectors about the minor axis of the framing member is required.

Eccentricity may be allowed when it can be shown that all components of forces are positively resisted. The resistance must be supported by calculations or tests.
Wood members used to develop anchorage forces to the diaphragm must be at least 3-inch (76 mm) nominal members for new construction and replacement. All such members must be checked for gravity and earthquake loading as part of the wall-anchorage system.

Existing 2-inch (51 mm) nominal members may be doubled and internailed to meet the strength requirement.
New anchors used in combination on a single framing member shall be of compatible behavior and stiffness.
Existing mezzanines relying on reinforced concrete or reinforced masonry walls for vertical and/or lateral support shall be anchored to the walls for the tributary mezzanine load. Walls depending on the mezzanine for lateral support shall be anchored per Sections A206.1, A206.2 and A206.3.

Existing mezzanines that have independent lateral and vertical support need not be anchored to the walls.
Existing interior reinforced concrete, or reinforced masonry walls that extend to the floor above or to the roof diaphragm, shall be anchored for out-of-plane forces per Sections A206.1 and A206.3. Walls extending through the roof diaphragm shall be anchored for out-of-plane forces on both sides to provide diaphragm continuity. In the in-plane direction, the walls may be isolated or shall be developed into the diaphragm for a lateral force equal to the lesser of the rocking or shear capacity of the wall or the tributary shear, but need not exceed the diaphragm capacity.
All materials permitted by the building code, including their appropriate strength or allowable stresses, may be used to meet the requirements of this chapter.